Home/Filings/4/0001181431-04-058688
4//SEC Filing

GILLIAM WILLIAM R 4

Accession 0001181431-04-058688

CIK 0001071992other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 3:56 PM ET

Size

15.0 KB

Accession

0001181431-04-058688

Insider Transaction Report

Form 4
Period: 2004-10-25
Transactions
  • Gift

    Common Stock

    2004-11-12$16.72/sh875$14,63017,285 total(indirect: By Spouse)
  • Exercise/Conversion

    Common Stock

    2004-12-10$6.62/sh+4,843$32,06125,305 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2004-12-10$6.62/sh4,843$32,06153,490 total
    Exercise: $6.62From: 2003-06-27Exp: 2010-06-27Common Stock (4,843 underlying)
  • Gift

    Common Stock

    2004-11-12$16.72/sh125$2,09017,160 total(indirect: By Spouse)
  • Award

    Phantom Stock Units

    2004-10-25+161,328 total
    Phantom Stock Units (16 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    19,735
  • Common Stock

    (indirect: By 401(k))
    11,533
Footnotes (7)
  • [F1]The reporting person disclaims beneficial ownership of securities owned by spouse.
  • [F2]The stock units are payable in stock or cash, at the discretion of the issuer, upon the reporting person's termination of service as a director, disability, or death.
  • [F3]Total derivative phantom stock units includes stock units acquired by the reporting person on January 20, April 26, July 26 and October 25, 2004 for "dividend equivalents" on phantom stock units.
  • [F4]1-for-1
  • [F5]Updates 100% vested number of shares in the reporting person's Capital Bank Corporation 401(k) Retirement Plan as of December 9, 2004.
  • [F6]All stock options are 100% vested on June 27, 2003.
  • [F7]Stock units acquired by the reporting person on January 20, April 26, July 26 and October 25, 2004 for "dividend equivalents" on phantom stock units.

Issuer

CAPITAL BANK CORP

CIK 0001071992

Entity typeother

Related Parties

1
  • filerCIK 0001204271

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 3:56 PM ET
Size
15.0 KB