Earnings Feed
Start Free
Home/Filings/4/0001181431-04-060079
4//SEC Filing

ARBINET THEXCHANGE INC 4

Accession 0001181431-04-060079

CIK 0001136655operating
View on SEC.govCompany Profile

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 1:54 PM ET

Size

32.1 KB

Accession

0001181431-04-060079

Insider Transaction Report

Form 4
Period: 2004-12-21
ARBINET THEXCHANGE INCARBX
EnerTech Capital Partners II, L.P.
10% Owner
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
ECP II Management, L.P.
10% Owner
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
ECP II Interfund, L.P.
10% Owner
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
ECP II Management, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
KEITH ROBERT E JR
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
DENINO MARK J
10% Owner
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
Lincoln David F
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
Ungerer Scott B
10% Owner
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−251,107→ 0 total
    → Common Stock (15,694 underlying)
  • Conversion

    Common Stock

    2004-12-21+2,322,124→ 2,322,124 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−25,591,553→ 0 total
    → Common Stock (1,599,472 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−6,582,839→ 0 total
    → Common Stock (411,427 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−189,950→ 0 total
    → Common Stock (11,871 underlying)
  • Conversion

    Common Stock

    2004-12-21+88,577→ 88,577 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−4,979,613→ 0 total
    → Common Stock (311,225 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2004-12-21−976,205→ 0 total
    → Common Stock (61,012 underlying)
Footnotes (3)
  • [F1]Each share of Series D-1 Convertible Preferred Stock, Series E Convertible Preferred Stock and Series E-1 Convertible Preferred Stock automatically converted into common stock reflecting all stock splits and other adjustments pursuant to the Issuer's Certificate of Incorporation, as amended, upon the closing of the Issuer's initial public offering of common stock.
  • [F2]See Exhibit 99.1. Shares are held by EnerTech Capital Partners II L.P. ("ECP II LP"). ECP II Management L.P., the general partner of ECP II LP, ECP II Management LLC, the general partner of ECP II Management L.P., and Robert E. Keith, Jr., Mark J. DeNino, Scott B. Ungerer, William G. Kingsley, and David F. Lincoln, the members of the executive board of ECP II Management LLC, may be deemed to share voting and dispositive power over the shares held by ECP II LP. Such persons and entities disclaim beneficial ownership of shares held by ECP II LP except to the extent of any pecuniary interest therein.
  • [F3]See Exhibit 99.1. Shares are held by ECP II Interfund L.P. ("ECP II Interfund"). ECP II Management LLC, the general partner of ECP II Interfund, and Robert E. Keith, Jr., Mark J. DeNino, Scott B. Ungerer, William G. Kingsley, and David F. Lincoln, the members of the executive board of ECP II Management LLC, may be deemed to share voting and dispositive power over the shares held by ECP II Interfund. Such persons and entities disclaim beneficial ownership of shares held by ECP II Interfund except to the extent of any pecuniary interest therein.

Documents

2 files

Issuer

ARBINET THEXCHANGE INC

CIK 0001136655

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001136655

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 1:54 PM ET
Size
32.1 KB
View on SEC.gov