4//SEC Filing
Cambridge Display Technology, Inc. 4
Accession 0001181431-04-060558
CIK 0001297968operating
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 11:35 AM ET
Size
21.4 KB
Accession
0001181431-04-060558
Insider Transaction Report
Form 4
KEP VI LLC
10% Owner
Transactions
- Conversion
Common Stock
2004-12-21+4,409,375→ 7,498,412 total - Conversion
Series A Convertible Preferred Stock
2004-12-21−5,100→ 0 total→ Common Stock (1,381,250 underlying) - Conversion
Common Stock
2004-12-21+778,125→ 1,159,421 total(indirect: By LLC) - Conversion
Series B Convertible Preferred Stock
2004-12-21−2,850→ 0 total(indirect: By LLC)→ Common Stock (534,375 underlying) - Conversion
Series B Convertible Preferred Stock
2004-12-21−16,150→ 0 total→ Common Stock (3,028,125 underlying) - Conversion
Series A Convertible Preferred Stock
2004-12-21−900→ 0 total(indirect: By LLC)→ Common Stock (243,750 underlying)
KELSO INVESTMENT ASSOCIATES VI L P
10% Owner
Transactions
- Conversion
Common Stock
2004-12-21+4,409,375→ 7,498,412 total - Conversion
Series A Convertible Preferred Stock
2004-12-21−5,100→ 0 total→ Common Stock (1,381,250 underlying) - Conversion
Series A Convertible Preferred Stock
2004-12-21−900→ 0 total(indirect: By LLC)→ Common Stock (243,750 underlying) - Conversion
Common Stock
2004-12-21+778,125→ 1,159,421 total(indirect: By LLC) - Conversion
Series B Convertible Preferred Stock
2004-12-21−16,150→ 0 total→ Common Stock (3,028,125 underlying) - Conversion
Series B Convertible Preferred Stock
2004-12-21−2,850→ 0 total(indirect: By LLC)→ Common Stock (534,375 underlying)
Footnotes (9)
- [F1]Automatic conversion of series A convertible preferred stock exempt under Rule 16b-6 equal to (i) the sum of (x) 2.25 times the initial purchase price of each share of preferred stock plus (y) the initial purchase price divided by (ii) $12.00.
- [F2]Kelso GP VI, LLC (GP VI) is the general partner of Kelso Investment Associates VI, LP (KIA VI). GP VI disclaims beneficial ownership of the securities owned of record by KIA VI except to the extent of GP VI's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
- [F3]GP VI and KEP VI, LLC (KEP VI), due to their common control, could be deemed to beneficially own each of the other's securities. GP VI disclaims beneficial ownership of all the securities owned of record by KEP VI and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
- [F4]KIA VI and KEP VI, due to their common control, could be deemed to beneficially own each of the other's securities. KIA VI and KEP VI each disclaim beneficial ownership of all of the securities owned of record by the other and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
- [F5]Messrs. Berney, Bynum, Goldberg, Lazar, Loverro, Matelich, Nickell, Wahrhaftig and Wall may be deemed to share beneficial ownership of securities owned of record by KIA VI and KEP VI, by virtue of their status as managing members of KEP VI and GP VI, but disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any of Messrs. Berney, Bynum, Goldberg, Lazar, Loverro, Matelich, Nickell, Wahrhaftig and Wall is the beneficial owner of these securities for purposes of Section 16 or for any other purposes.
- [F6]Automatic conversion of series B convertible preferred stock exempt under Rule 16b-6 equal to (i) 2.25 times the initial purchase price of such share of preferred stock divided by (ii) $12.00.
- [F7]These securities are convertible immediately.
- [F8]These securities are mandatorily redeemable for cash on the tenth anniversary of the date on which the issuer's convertible preferred stock was first issued.
- [F9]Share and price information reflect a 0.5851807-for-one reverse stock split effected on December 21, 2004.
Documents
Issuer
Cambridge Display Technology, Inc.
CIK 0001297968
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001297968
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 11:35 AM ET
- Size
- 21.4 KB