Home/Filings/4/0001181431-04-060692
4//SEC Filing

EAST RIVER VENTURES II L P 4

Accession 0001181431-04-060692

CIK 0001002902other

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 5:11 PM ET

Size

9.7 KB

Accession

0001181431-04-060692

Insider Transaction Report

Form 4
Period: 2004-12-21
Holdings
  • Series I Convertible Preferred Stock

    Common Stock (3,458,495 underlying)
    233,333
  • Series F Convertible Preferred Stock

    From: 2001-09-05Common Stock (3,495,531 underlying)
    118,181
  • Series H Convertible Preferred Stock

    From: 2003-09-18Common Stock (1,642,243 underlying)
    32,500
  • Series J Convertible Preferred Stock

    Common Stock (5,081,292 underlying)
    416,666
Footnotes (4)
  • [F1]Not applicable
  • [F2]None
  • [F3]The number of shares of Common Stock into which the shares of Series F, Series H, Series I and Series J Convertible Preferred Stock are convertible upon conversion increased pursuant to antidilution provisions in the instruments as a result of the following events that occurred on December 21, 2004: (1) the sale to investors of the right to receive 2,584,799 shares of Series K Convertible Preferred Stock; (2) the sale to investors of the right to receive 7,000,000 shares of Series L Convertible Preferred Stock; and (3) the issuance of a warrant to purchase 9,677,553 shares of common stock. The issuance of securities related to the above events is subject to shareholder approval.
  • [F4]Conversion of the Series I and Series J Convertible Preferred Stock into Common Stock requires shareholder approval.

Issuer

VELOCITY EXPRESS CORP

CIK 0001002902

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001114216

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 5:11 PM ET
Size
9.7 KB