4//SEC Filing
WASIK VINCENT A 4
Accession 0001181431-04-060699
CIK 0001002902other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 5:17 PM ET
Size
16.1 KB
Accession
0001181431-04-060699
Insider Transaction Report
Form 4
WASIK VINCENT A
Director
Transactions
- Award
Series M Convertible Preferred Stock
2004-12-21$0.74/sh+6,780,797$5,000,160→ 6,780,797 total→ Common Stock (6,780,797 underlying)
Holdings
- 68,181
Series F Convertible Preferred Stock
From: 2001-09-05→ Common Stock (2,016,642 underlying) - 293,333(indirect: By LLC)
Series G Convertible Preferred Stock
From: 2003-09-18→ Common Stock (360,655 underlying) - 400,000(indirect: By LLC)
Series I Convertible Preferred Stock
→ Common Stock (5,928,858 underlying) - 19,100(indirect: By LLC)
Series H Convertible Preferred Stock
From: 2003-09-18→ Common Stock (965,133 underlying) - 29,850
Series H Convertible Preferred Stock
From: 2003-09-18→ Common Stock (1,508,337 underlying) - 116,666
Series J Convertible Preferred Stock
→ Common Stock (1,166,660 underlying) - 66,666(indirect: By LLC)
Series J Convertible Preferred Stock
→ Common Stock (813,000 underlying)
Footnotes (4)
- [F1]Not applicable
- [F2]None
- [F3]The number of shares of Common Stock into which the shares of Series F, Series G, Series H, Series I and Series J Convertible Preferred Stock are convertible upon conversion increased pursuant to antidilution provisions in the instruments as a result of the following events that occurred on December 21, 2004: (1) the sale to investors of the right to receive 2,584,799 shares of Series K Convertible Preferred Stock; (2) the sale to investors of the right to receive 7,000,000 shares of Series L Convertible Preferred Stock; and (3) the issuance of a warrant to purchase 9,677,553 shares of common stock. The issuance of securities related to the above events is subject to shareholder approval.
- [F4]Conversion of the Series I and Series J Convertible Preferred Stock into Common Stock requires shareholder approval.
Documents
Issuer
VELOCITY EXPRESS CORP
CIK 0001002902
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001033313
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 5:17 PM ET
- Size
- 16.1 KB