Home/Filings/4/0001181431-04-061317
4//SEC Filing

GOLSEN SYLVIA H 4

Accession 0001181431-04-061317

CIK 0000060714other

Filed

Dec 29, 7:00 PM ET

Accepted

Dec 30, 5:21 PM ET

Size

10.4 KB

Accession

0001181431-04-061317

Insider Transaction Report

Form 4
Period: 2004-12-29
Transactions
  • Gift

    Common Stock

    2004-12-292,600144,929 total(indirect: By Spouse)
  • Gift

    Common Stock

    2004-12-29553,8320 total
Holdings
  • Common Stock

    (indirect: By SBL)
    1,394,299
Footnotes (4)
  • [F1]The Sylvia H. Golsen 1992 Revocable Trust, of which Sylvia H. Golsen is Trustee.
  • [F2]SBL Corporation ("SBL" is wholly owned by Sylvia H. Golsen (40% owner), Barry Golsen (son and 20% owner), Steven Golsen (son and 20% owner), and Linda Rappaport (daughter and 20% owner). The number of shares beneficially owned by SBL includes 88,100 shares owned of record by Golsen Petroleum Corporation, the wholly owned subsidiary of SBL.
  • [F3]The amount shown consists of the following shares beneficially owned by Sylvia H. Golsen's spouse, Jack E. Golsen: (a) 25,000 shares owned of record by Mr. Golsen, and (b) 119,929 held by Mr. Golsen's revocable trust, of which Mr. Golsen is trustee. The amount shown reflects the Form 4, filed December 30, 2004 (the "Amended Form 4"), to amend Mr. Golsen's Form 4 filed September 3, 2004. The Amended Form 4 correctly reports the sale of 35,000 shares by the Jack E. Golsen 1992 Revocable Trust, which shares were previously reported incorrectly as being sold by Mr. Golsen, individually. In addition, the amount shown reflects 85,900 shares that were transferred without consideration from Jack Golsen, individually, to Mr. Golsen's revocable trust.
  • [F4]The total amount shown does not include the following derivative securities beneficially owned by Jack E. Golsen: (a) 4,000 shares issuable upon the conversion of a promissory note, (b) 176,500 shares underlying stock options granted to Mr. Golsen, and (c) 133,333 shares issuable upon conversion of 4,000 shares of Series B Preferred Stock. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Issuer

LSB INDUSTRIES INC

CIK 0000060714

Entity typeother
IncorporatedOK

Related Parties

1
  • filerCIK 0001005713

Filing Metadata

Form type
4
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 5:21 PM ET
Size
10.4 KB