COHEN LEOPOLD I 4
4 · CAPITAL BANK CORP · Filed Jan 3, 2005
Insider Transaction Report
Form 4
COHEN LEOPOLD I
Director
Transactions
- Award
Stock Option (Right to Buy)
2004-12-31$18.36/sh+2,750$50,490→ 2,750 totalExercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying) - Award
Phantom Stock Units
2004-12-31+1,350→ 8,562 total→ Phantom Stock Units (1,350 underlying)
Holdings
- 26,250
Common Stock
- 200(indirect: By Spouse)
Common Stock
- 4,590(indirect: By Company Qualified Retirement Plan)
Common Stock
- 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $14.00From: 1998-08-10Exp: 2008-09-10→ Common Stock (2,500 underlying)
Footnotes (4)
- [F1]Corrects number of shares and class of securities indirectly owned by reporting person's retirement plan.
- [F2]The stock units are payable in stock or cash, at the discretion of the issuer, upon the reporting person's termination of service as a director due to retirement, disability, or death.
- [F3]1-for-1
- [F4]Stock units acquired by the reporting person from the Capital Bank Corporation Directors Deferred Compensation Plan "phantom stock units" earned 12/31/2004. Includes 91 stock units for quarterly "dividend equivalents" on "phantom stock units" acquired on January 20, April 26, July 26 and October 25, 2004.