KELLER OSCAR A JR 4
4 · CAPITAL BANK CORP · Filed Jan 3, 2005
Insider Transaction Report
Form 4
KELLER OSCAR A JR
Director
Transactions
- Award
Stock Option (Right to Buy)
2000-01-03$8.00/sh+3,750$30,000→ 3,750 totalExercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (3,750 underlying) - Award
Phantom Stock Units
2004-12-31+1,298→ 9,779 total→ Phantom Stock Units (1,298 underlying) - Award
Stock Option (Right to Buy)
1998-08-10$14.00/sh+3,750$52,500→ 3,750 totalExercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (3,750 underlying) - Award
Stock Option (Right to Buy)
2004-12-31$18.36/sh+2,750$50,490→ 2,750 totalExercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying) - Award
Stock Option (Right to Buy)
2001-12-28$10.65/sh+6,500$69,225→ 6,500 totalExercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (6,500 underlying)
Holdings
- 22,500(indirect: By Affiliated Corporation)
Common Stock
- 1,000
Common Stock
- 31,500(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Parkview Retirement Home - 100% owned by reporting person.
- [F2]The stock units are payable in stock or cash, at the discretion of the issuer, upon the reporting person's termination of service as a director due to retirement, disability, or death.
- [F3]1-for-1
- [F4]Stock units acquired by the reporting person from the Capital Bank Corporation Directors Deferred Compensation Plan "phantom stock units" earned 12/31/2004. Includes 106 stock units for quarterly "dividend equivalents" on "phantom stock units" acquired on January 20, April 26, July 26 and October 25, 2004.