KELLER OSCAR A JR 4
4 · CAPITAL BANK CORP · Filed Jan 3, 2005
Insider Transaction Report
Form 4
KELLER OSCAR A JR
Director
Transactions
- Award
Stock Option (Right to Buy)
1998-08-10$14.00/sh+3,750$52,500→ 3,750 totalExercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (3,750 underlying) - Award
Stock Option (Right to Buy)
2000-01-03$8.00/sh+3,750$30,000→ 3,750 totalExercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (3,750 underlying) - Award
Stock Option (Right to Buy)
2001-12-28$10.65/sh+6,500$69,225→ 6,500 totalExercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (6,500 underlying) - Award
Stock Option (Right to Buy)
2004-12-31$18.36/sh+2,750$50,490→ 2,750 totalExercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying) - Award
Phantom Stock Units
[F2][F3][F4]2004-12-31+1,298→ 9,779 total→ Phantom Stock Units (1,298 underlying)
Holdings
- 1,000
Common Stock
- 31,500(indirect: By Spouse)
Common Stock
- 22,500(indirect: By Affiliated Corporation)
Common Stock
[F1]
Footnotes (4)
- [F1]Parkview Retirement Home - 100% owned by reporting person.
- [F2]The stock units are payable in stock or cash, at the discretion of the issuer, upon the reporting person's termination of service as a director due to retirement, disability, or death.
- [F3]1-for-1
- [F4]Stock units acquired by the reporting person from the Capital Bank Corporation Directors Deferred Compensation Plan "phantom stock units" earned 12/31/2004. Includes 106 stock units for quarterly "dividend equivalents" on "phantom stock units" acquired on January 20, April 26, July 26 and October 25, 2004.
Signature
Steven E. Crouse, by power of attorney|2005-01-03