THOMAS J REX 4

4 · CAPITAL BANK CORP · Filed Jan 3, 2005

Form 4

Period: 1997-05-30

Director

Transactions

Award
Common Stock
1997-05-30$11.00/sh+1,000$11,000→ 1,017 total(indirect: By Spouse)
Award
Stock Option (Right to Buy)
2004-12-31$18.36/sh+2,750$50,490→ 2,750 total
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
Award
Phantom Stock Units
2004-12-31+1,281→ 8,377 total
→ Phantom Stock Units (1,281 underlying)

Holdings

Common Stock
(indirect: By Spouse)
14,300
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying)
5,000
Common Stock
3,051
Stock Option (Right to Buy)
Exercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (2,500 underlying)
2,500

Footnotes (4)

[F1]Updates amount of securities beneficially owned to include shares of common stock acquired on January 20, April 26, July 26 and October 25, 2004 under the Capital Bank Corporation dividend reinvestment plan.
[F2]The stock units are payable in stock or cash, at the discretion of the issuer, upon the reporting person's termination of service as a director due to retirement, disability, or death.
[F3]1-for-1
[F4]Stock units acquired by the reporting person from the Capital Bank Corporation Directors Deferred Compensation Plan "phantom stock units" earned 12/31/2004. Includes 89 stock units for quarterly "dividend equivalents" on "phantom stock units" acquired on January 20, April 26, July 26 and October 25, 2004.

Documents

1 file