Earnings Feed
Start Free
Home/Filings/4/0001181431-05-001287
4//SEC Filing

RAIMONDI THOMAS P JR 4

Accession 0001181431-05-001287

CIK 0000901696other
View on SEC.govCompany Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 8:59 PM ET

Size

21.2 KB

Accession

0001181431-05-001287

Insider Transaction Report

Form 4
Period: 2005-01-02
MTI TECHNOLOGY CORPMTIC
RAIMONDI THOMAS P JR
DirectorChairman, President and CEO
Transactions
  • Other

    Employee Stock Option (Right to Buy)

    2005-01-02−8,854→ 8,854 total
    Exercise: $1.80Exp: 2011-07-09→ Common Stock (8,854 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2005-01-02−200,000→ 200,000 total
    Exercise: $3.63Exp: 2011-02-20→ Common Stock (200,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2005-01-02−19,175→ 19,175 total
    Exercise: $2.25Exp: 2006-10-23→ Common Stock (19,175 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2005-01-02−168,000→ 168,000 total
    Exercise: $0.55Exp: 2012-07-03→ Common Stock (168,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2005-01-02−62,500→ 62,500 total
    Exercise: $8.31Exp: 2008-07-08→ Common Stock (62,500 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2005-01-02−17,708→ 17,709 total
    Exercise: $0.90Exp: 2011-10-03→ Common Stock (17,708 underlying)
  • Other

    Common Stock

    2005-01-02$3.00/sh−40,000$120,000→ 52,000 total
Footnotes (8)
  • [F1]These securities have been transferred by the reporting person to a former spouse pursuant to a Judgment of Dissolution of Marriage approved by the relevant court on January 2, 2005. The transaction is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 promulgated thereunder, and is being reported voluntarily.
  • [F2]Grant date 10-23-1996. Vesting schedule: Option vests 25% 12 months after grant date and 1/12 of the remaining unvested shares each quarter thereafter.
  • [F3]Grant date 7-8-1998. Vesting schedule: Option vests 25% 12 months after grant date and 1/12 of the remaining unvested shares each quarter thereafter.
  • [F4]Grant date 4-7-1999. Vesting schedule: Option vests 25% 12 months after grant date and 1/12 of the remaining unvested shares each quarter thereafter.
  • [F5]Grant date 2-20-2001. Vesting schedule: Vests 50% one year after the date of grant and 1/12 of the remaining unvested shares vest each month thereafter.
  • [F6]Grant date 7-9-2001. Vesting schedule: Option vests 100% six months and one day after the date of grant.
  • [F7]Grant date 10-3-2001. Vesting schedule: Option vests 100% six months and one day after the date of grant.
  • [F8]Grant date 7-3-2002. Vesting schedule: One-half (1/2) of the shares subject to the Option shall vest twelve (12) months after the Vesting Commencement Date, and one-fourth (1/4) of the remaining unvested shares subject to the Option shall vest at the end of every three (3) month period thereafter, such that the Option will be one hundred percent (100%) vested after twenty-four (24) months of Continuous Service from the Vesting Commencement Date.

Documents

1 file

Issuer

MTI TECHNOLOGY CORP

CIK 0000901696

→
Entity typeother

Related Parties

1
  • filerCIK 0001203333

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 8:59 PM ET
Size
21.2 KB
View on SEC.gov