4//SEC Filing
AUGUST CAPITAL III LP 4
Accession 0001181431-05-001344
CIK 0001137789other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 11:42 AM ET
Size
17.3 KB
Accession
0001181431-05-001344
Insider Transaction Report
Form 4
AUGUST CAPITAL III LP
10% Owner
Transactions
- Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes) - Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying)
AUGUST CAPITAL III FOUNDERS FUND LP
10% Owner
Transactions
- Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying) - Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes)
MARQUARDT DAVID F
Director
Transactions
- Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes) - Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying)
RAPPAPORT ANDREW
10% Owner
Transactions
- Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes) - Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying)
AUGUST CAPITAL MANAGEMENT III LLC
10% Owner
Transactions
- Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying) - Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes)
Transactions
- Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes) - Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying)
JOHNSTON JOHN R
10% Owner
Transactions
- Conversion
Futures Contract (obligation to sell)
2005-01-03−30,000,000→ 0 total(indirect: See Footnotes)Exercise: $16.62From: 2005-06-10Exp: 2005-06-10→ Common shares (30,000,000 underlying) - Conversion
Common Shares
2005-01-03$16.62/sh−30,000,000$498,600,000→ 209,500,000 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Shares are held by New SAC, a Cayman Islands limited liability company ("New SAC") which is the direct parent company of Issuer.
- [F2]Designated Filer is August Capital Management III, L.L.C., the general partner of August Capital III, L.P., August Capital Strategic Partners III, L.P. and August Capital III Founders Fund, L.P. (collectively, the "August Funds").
- [F3]The August Funds, together with affiliates and certain other persons with whom the Reporting Persons may be deemed a group, own ordinary shares of New SAC. David Marquardt, a member of the Designated Filer, is a member of the board of directors of New SAC and the Issuer.
- [F4]Each Reporting Person may be deemed a beneficial owner of the reported shares but each disclaims beneficial ownership except to the extent of any indirect pecuniary interest therein.
- [F5]On January 3, 2005, New SAC rehypothecated 30,000,000 of Seagate Technology's common shares, par value $0.00001 per share (the "Shares"), satisfying its delivery obligation under a forward sale agreement with Goldman Sachs Financial Markets, L.P. ("GSFM"). At the same time, New SAC transferred to GSFM all voting, dividend and economic rights to the Shares in accordance with the terms of the forward sale agreement. The transaction is reflected in Table I as the disposition of the underlying Shares and in Table II as the settlement of the futures contract. On the same date, New SAC received payment for the Shares in accordance with the terms of the forward sale agreement.
Documents
Issuer
SEAGATE TECHNOLOGY
CIK 0001137789
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001252251
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 11:42 AM ET
- Size
- 17.3 KB