4//SEC Filing
CITIGROUP INVESTMENTS INC 4
Accession 0001181431-05-002816
CIK 0001130385other
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 3:42 PM ET
Size
21.0 KB
Accession
0001181431-05-002816
Insider Transaction Report
Form 4
FOSTER WHEELER LTDFWHLF.OB
CITIGROUP INC
10% Owner
Transactions
- Conversion
Common Shares, $0.01 par value
2005-01-11+207,155→ 5,125,074 total(indirect: By Subsidiary) - Conversion
Series B Convertible Preferred Shares, $0.01 par value
2005-01-11−3,187→ 4 total(indirect: By Subsidiary)From: 2004-11-29→ Common Shares, $0.01 par value (207,155 underlying)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
CITIGROUP GLOBAL MARKETS INC
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Shares, $0.01 par value
2005-01-11−3,187→ 4 total(indirect: By Subsidiary)From: 2004-11-29→ Common Shares, $0.01 par value (207,155 underlying) - Conversion
Common Shares, $0.01 par value
2005-01-11+207,155→ 5,125,074 total(indirect: By Subsidiary)
Holdings
- 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
Transactions
- Conversion
Common Shares, $0.01 par value
2005-01-11+207,155→ 5,125,074 total(indirect: By Subsidiary) - Conversion
Series B Convertible Preferred Shares, $0.01 par value
2005-01-11−3,187→ 4 total(indirect: By Subsidiary)From: 2004-11-29→ Common Shares, $0.01 par value (207,155 underlying)
Holdings
- 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
CITIGROUP INVESTMENTS INC
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Shares, $0.01 par value
2005-01-11−3,187→ 4 total(indirect: By Subsidiary)From: 2004-11-29→ Common Shares, $0.01 par value (207,155 underlying) - Conversion
Common Shares, $0.01 par value
2005-01-11+207,155→ 5,125,074 total(indirect: By Subsidiary)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
Tribeca Global Management LLC
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Shares, $0.01 par value
2005-01-11−3,187→ 4 total(indirect: By Subsidiary)From: 2004-11-29→ Common Shares, $0.01 par value (207,155 underlying) - Conversion
Common Shares, $0.01 par value
2005-01-11+207,155→ 5,125,074 total(indirect: By Subsidiary)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
CITIGROUP FINANCIAL PRODUCTS INC
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Shares, $0.01 par value
2005-01-11−3,187→ 4 total(indirect: By Subsidiary)From: 2004-11-29→ Common Shares, $0.01 par value (207,155 underlying) - Conversion
Common Shares, $0.01 par value
2005-01-11+207,155→ 5,125,074 total(indirect: By Subsidiary)
Holdings
- 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
Footnotes (8)
- [F1]The Reporting Persons converted 3,187 Series B Convertible Preferred Shares ("Preferred") on January 11, 2005 at a conversion rate of 1 share of Preferred for 65 Common Shares ("Common"), resulting in an acquisition of 207,155 Common.
- [F2]The Common reported in Table I represent (i) 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") and (ii) 207,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca").
- [F3]Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
- [F4]Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
- [F5]There is no expiration date on the right to convert Preferred into Common.
- [F6]The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.
- [F7]The Class A Warrants reported in Table II represent 400 Class A Warrants beneficially owned by CGM.
- [F8]The Class B Warrants reported in Table II represent 29 Class B Warrants beneficially owned by CGM.
Documents
Issuer
FOSTER WHEELER LTD
CIK 0001130385
Entity typeother
Related Parties
1- filerCIK 0001205828
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 3:42 PM ET
- Size
- 21.0 KB