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4//SEC Filing

DALLA BETTA RALPH A 4

Accession 0001181431-05-005953

CIK 0001053361other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 12:59 PM ET

Size

11.4 KB

Accession

0001181431-05-005953

Insider Transaction Report

Form 4
Period: 2005-02-01
DALLA BETTA RALPH A
VP & Chief Technology Officer
Transactions
  • Award

    Common Stock

    2005-01-03$1.95/sh5,350$10,414101,931 total
  • Award

    Common Stock

    2004-07-01$2.29/sh+4,480$10,28296,581 total
  • Award

    Incentive Stock Option (right to buy)

    2005-01-31+13,803328,044 total
    Exercise: $2.41From: 2005-07-31Exp: 2015-01-30Common Stock (13,803 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2005-01-31+12,697340,741 total
    Exercise: $2.41From: 2005-07-31Exp: 2015-01-30Common Stock (12,697 underlying)
Footnotes (5)
  • [F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
  • [F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F3]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
  • [F4]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeother

Related Parties

1
  • filerCIK 0001218794

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 12:59 PM ET
Size
11.4 KB