4/A//SEC Filing
DALLA BETTA RALPH A 4/A
Accession 0001181431-05-006019
CIK 0001053361other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 2:47 PM ET
Size
11.7 KB
Accession
0001181431-05-006019
Insider Transaction Report
Form 4/AAmended
DALLA BETTA RALPH A
VP & Chief Technology Officer
Transactions
- Award
Common Stock
2004-07-01$2.29/sh+4,480$10,282→ 96,581 total - Award
Common Stock
2005-01-03$1.95/sh+5,350$10,414→ 101,931 total - Award
Incentive Stock Option (right to buy)
2005-01-31+13,803→ 328,044 totalExercise: $2.41From: 2005-07-31Exp: 2015-01-30→ Common Stock (13,803 underlying) - Award
Non-Qualified Stock Option (right to buy)
2005-01-31+12,697→ 340,741 totalExercise: $2.41From: 2005-07-31Exp: 2015-01-30→ Common Stock (12,697 underlying)
Footnotes (6)
- [F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
- [F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
- [F3]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
- [F4]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
- [F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
- [F6]In original Form 4 these shares were marked in error as Disposed, these shares were Acquired.
Documents
Issuer
CATALYTICA ENERGY SYSTEMS INC
CIK 0001053361
Entity typeother
Related Parties
1- filerCIK 0001218794
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 2:47 PM ET
- Size
- 11.7 KB