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4//SEC Filing

ClearStory Systems, Inc. 4

Accession 0001181431-05-006094

CIK 0000878612operating

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 5:02 PM ET

Size

8.4 KB

Accession

0001181431-05-006094

Insider Transaction Report

Form 4
Period: 2005-01-28
Transactions
  • Purchase

    Series C Convertible Preferred Stock, par value $.01

    2005-01-28$1.94/sh+257,785$500,0002,092,461 total
    Exercise: $0.97Common Stock (515,570 underlying)
Transactions
  • Purchase

    Series C Convertible Preferred Stock, par value $.01

    2005-01-28$1.94/sh+257,785$500,0002,092,461 total
    Exercise: $0.97Common Stock (515,570 underlying)
Footnotes (4)
  • [F1]Exercisable at any time.
  • [F2]No expiration date.
  • [F3]Includes 43,556 shares and 63,959 shares received as a dividend on Series C Convertible Preferred Stock on March 1, 2004 and September 1, 2004, respectively. These dividends were payable to all holders of record of Series C Convertible Preferred Stock and are exempt from reporting under Rule 16a-9.
  • [F4]For purposes of Section 16 reporting, SCP Private Equity Partners II, L.P. ("SCP") is deemed to be a direct beneficial owner of the derivative securities of the Issuer disclosed herein. SCP Private Equity II, LLC (the "Manager") is deemed to be an indirect beneficial owner of the derivative securities of the Issuer disclosed herein because of a contractual agreement with SCP which grants the Manager the power to make voting and investment decisions regarding the securities held by SCP.

Issuer

ClearStory Systems, Inc.

CIK 0000878612

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000878612

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 5:02 PM ET
Size
8.4 KB