4//SEC Filing
POOLE LONNIE C JR 4
Accession 0001181431-05-006124
CIK 0001125845other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 5:38 PM ET
Size
17.2 KB
Accession
0001181431-05-006124
Insider Transaction Report
Form 4
POOLE LONNIE C JR
Director10% Owner
Transactions
- Gift
Common Stock
2004-10-28−97,486→ 331,847 total(indirect: By Deuteronomy GRAT)
Holdings
- 1,000(indirect: By Spouse)
Common Stock
- 265,865(indirect: By Trust)
Common Stock
- 17,360
Stock Option (Right to Buy)
Exercise: $7.21Exp: 2008-04-22→ Common Stock (17,360 underlying) - 265,864(indirect: By Trust)
Common Stock
- 18,000
Stock Option (Right to Buy)
Exercise: $6.94Exp: 2006-03-01→ Common Stock (18,000 underlying) - 1,931,755
Common Stock
- 181,703(indirect: By Trust)
Common Stock
- 29,467(indirect: By Trust)
Common Stock
- 1,210,000(indirect: By Trust)
Common Stock
- 13,008
Stock Option (Right to Buy)
Exercise: $6.93Exp: 2007-06-06→ Common Stock (13,008 underlying) - 17,911
Stock Option (Right to Buy)
Exercise: $11.79Exp: 2009-05-04→ Common Stock (17,911 underlying)
Footnotes (9)
- [F1]Such shares are held by the Lonnie C. Poole, Jr. Grantor Trust, of which Scott J. Poole, is the beneficiary.
- [F2]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
- [F3]The stock options granted to the Reporting Person in June 2002 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for a term of three (3) years, subject to continued employment.
- [F4]The stock options granted to the Reporting Person in March 2001 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for a term of three (3) years, subject to continued employment.
- [F5]These shares are held in the the Deuteronomy Grantor Retained Annuity Trust. The Reporting Person's children, Lonnie C. Poole III and Scott J. Poole, are entitled to a remainder interest under the trust document. The reported shares provided have been updated to correct a mistake made in prior reports.
- [F6]The shares are held by the Tailwalker Trust, which named the Reporting Person acting as the sole trustee. Lonnie C. Poole III, the Reporting Person's son, is the Grantor and Lonnie C. Poole III's children are the beneficiaries.
- [F7]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F8]Such shares are held by the Lonnie C. Poole, Jr. Grantor Trust, of which Lonnie C. Poole, III, is the beneficiary.
- [F9]The shares are held by an investment partnership of which the Reporting Person serves as a General Partner. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeother
Related Parties
1- filerCIK 0001055816
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 5:38 PM ET
- Size
- 17.2 KB