4//SEC Filing
CITIGROUP INVESTMENTS INC 4
Accession 0001181431-05-006519
CIK 0001130385other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:26 PM ET
Size
24.0 KB
Accession
0001181431-05-006519
Insider Transaction Report
Form 4
FOSTER WHEELER LTDFWHLF.OB
CITIGROUP INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-01-31$14.68/sh−25,000$367,000→ 5,100,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.00/sh−25,000$375,000→ 5,075,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.20/sh−11,500$174,800→ 5,063,574 total(indirect: By Subsidiary)
Holdings
- 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
CITIGROUP GLOBAL MARKETS INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-01$15.20/sh−11,500$174,800→ 5,063,574 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-01-31$14.68/sh−25,000$367,000→ 5,100,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.00/sh−25,000$375,000→ 5,075,074 total(indirect: By Subsidiary)
Holdings
- 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
CITIGROUP INVESTMENTS INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-01-31$14.68/sh−25,000$367,000→ 5,100,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.00/sh−25,000$375,000→ 5,075,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.20/sh−11,500$174,800→ 5,063,574 total(indirect: By Subsidiary)
Holdings
- 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
Transactions
- Sale
Common Shares, $0.01 par value
2005-01-31$14.68/sh−25,000$367,000→ 5,100,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.00/sh−25,000$375,000→ 5,075,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.20/sh−11,500$174,800→ 5,063,574 total(indirect: By Subsidiary)
Holdings
- 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
CITIGROUP FINANCIAL PRODUCTS INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-01-31$14.68/sh−25,000$367,000→ 5,100,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.00/sh−25,000$375,000→ 5,075,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.20/sh−11,500$174,800→ 5,063,574 total(indirect: By Subsidiary)
Holdings
- 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
Tribeca Global Management LLC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-01-31$14.68/sh−25,000$367,000→ 5,100,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.00/sh−25,000$375,000→ 5,075,074 total(indirect: By Subsidiary) - Sale
Common Shares, $0.01 par value
2005-02-01$15.20/sh−11,500$174,800→ 5,063,574 total(indirect: By Subsidiary)
Holdings
- 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
Footnotes (8)
- [F1]The Common Shares ("Common") reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 5,100,074 Common beneficially owned after the reported transaction on January 31, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 182,155 Common directly beneficially owned by Tribeca; the 5,075,074 Common beneficially owned after the first reported transaction on February 1, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca; and the 5,063,574 Common directly beneficially owned after the second reported transaction on February 1, 2005 represent (i) 4,906,419 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca.
- [F2]Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
- [F3]Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
- [F4]There is no expiration date on the right to convert Preferred into Common.
- [F5]The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.
- [F6]The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM.
- [F7]The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM.
- [F8]Series B Convertible Preferred Shares ("Preferred") are convertible at a rate of 1 Preferred for 65 Common.
Documents
Issuer
FOSTER WHEELER LTD
CIK 0001130385
Entity typeother
Related Parties
1- filerCIK 0001205828
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 5:26 PM ET
- Size
- 24.0 KB