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ENTERPRISE FINANCIAL SERVICES CORP·4

Feb 2, 6:05 PM ET

SUTHERLAND JACK L 4

4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Feb 2, 2005

Insider Transaction Report

Form 4
Period: 2005-01-31
ENTERPRISE FINANCIAL SERVICES CORPEFSC
SUTHERLAND JACK L
CHAIRMAN OF THE BOARD- KS REG
Transactions
  • Award

    RESTRICTED SHARE UNIT

    2005-01-31$18.75/sh+5,000$93,750→ 5,000 total
    Exercise: $0.00From: 2010-01-31→ COMMON STOCK (5,000 underlying)
Holdings

  • COMMON STOCK

    (indirect: By LLC)
    9,320

  • COMMON STOCK

    (indirect: By Spouse)
    14,751

  • INCENTIVE STOCK OPTION (RIGHT TO BUY)

    Exercise: $10.25From: 2007-09-24Exp: 2012-09-24→ COMMON STOCK (12,000 underlying)
    12,000

  • INCENTIVE STOCK OPTION (RIGHT TO BUY)

    Exercise: $11.75From: 2006-07-01Exp: 2011-07-01→ COMMON STOCK (10,000 underlying)
    10,000

  • INCENTIVE STOCK OPTION (RIGHT TO BUY)

    Exercise: $15.00From: 2005-09-01Exp: 2010-09-01→ COMMON STOCK (20,000 underlying)
    20,000

  • NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)

    Exercise: $13.40From: 2006-05-13Exp: 2013-05-13→ COMMON STOCK (18,657 underlying)
    18,657
Footnotes (2)
  • [F1]Restricted share units granted January 31, 2005 have a 5 year vesting schedule (20% per year).
  • [F2]Once vested the restricted share units do not expire.

Documents

1 file
  • 4
    rrd67102.xmlPrimary

    SUTHERLAND-FORM 4