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CITIGROUP INVESTMENTS INC 4

Accession 0001181431-05-007357

CIK 0001130385other
View on SEC.govCompany Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 6:54 PM ET

Size

22.1 KB

Accession

0001181431-05-007357

Insider Transaction Report

Form 4
Period: 2005-02-02
FOSTER WHEELER LTDFWHLF.OB
CITIGROUP GLOBAL MARKETS HOLDINGS INC
10% Owner
Transactions
  • Sale

    Common Shares, $0.01 par value

    2005-02-03$15.57/sh−250,000$3,892,500→ 4,666,074 total(indirect: By Subsidiary)
  • Sale

    Common Shares, $0.01 par value

    2005-02-02$15.34/sh−147,500$2,262,650→ 4,916,074 total(indirect: By Subsidiary)
Holdings

  • Class A Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
    400

  • Series B Convertible Preferred Shares, $0.01 par value

    (indirect: By Subsidiary)
    From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
    4

  • Class B Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
    29
CITIGROUP INVESTMENTS INC
10% Owner
Transactions
  • Sale

    Common Shares, $0.01 par value

    2005-02-03$15.57/sh−250,000$3,892,500→ 4,666,074 total(indirect: By Subsidiary)
  • Sale

    Common Shares, $0.01 par value

    2005-02-02$15.34/sh−147,500$2,262,650→ 4,916,074 total(indirect: By Subsidiary)
Holdings

  • Series B Convertible Preferred Shares, $0.01 par value

    (indirect: By Subsidiary)
    From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
    4

  • Class A Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
    400

  • Class B Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
    29
Tribeca Global Management LLC
10% Owner
Transactions
  • Sale

    Common Shares, $0.01 par value

    2005-02-03$15.57/sh−250,000$3,892,500→ 4,666,074 total(indirect: By Subsidiary)
  • Sale

    Common Shares, $0.01 par value

    2005-02-02$15.34/sh−147,500$2,262,650→ 4,916,074 total(indirect: By Subsidiary)
Holdings

  • Class B Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
    29

  • Series B Convertible Preferred Shares, $0.01 par value

    (indirect: By Subsidiary)
    From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
    4

  • Class A Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
    400
CITIGROUP INC
10% Owner
Transactions
  • Sale

    Common Shares, $0.01 par value

    2005-02-02$15.34/sh−147,500$2,262,650→ 4,916,074 total(indirect: By Subsidiary)
  • Sale

    Common Shares, $0.01 par value

    2005-02-03$15.57/sh−250,000$3,892,500→ 4,666,074 total(indirect: By Subsidiary)
Holdings

  • Class B Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
    29

  • Class A Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
    400

  • Series B Convertible Preferred Shares, $0.01 par value

    (indirect: By Subsidiary)
    From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
    4
CITIGROUP FINANCIAL PRODUCTS INC
10% Owner
Transactions
  • Sale

    Common Shares, $0.01 par value

    2005-02-02$15.34/sh−147,500$2,262,650→ 4,916,074 total(indirect: By Subsidiary)
  • Sale

    Common Shares, $0.01 par value

    2005-02-03$15.57/sh−250,000$3,892,500→ 4,666,074 total(indirect: By Subsidiary)
Holdings

  • Class B Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
    29

  • Class A Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
    400

  • Series B Convertible Preferred Shares, $0.01 par value

    (indirect: By Subsidiary)
    From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
    4
CITIGROUP GLOBAL MARKETS INC
10% Owner
Transactions
  • Sale

    Common Shares, $0.01 par value

    2005-02-02$15.34/sh−147,500$2,262,650→ 4,916,074 total(indirect: By Subsidiary)
  • Sale

    Common Shares, $0.01 par value

    2005-02-03$15.57/sh−250,000$3,892,500→ 4,666,074 total(indirect: By Subsidiary)
Holdings

  • Class B Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
    29

  • Series B Convertible Preferred Shares, $0.01 par value

    (indirect: By Subsidiary)
    From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
    4

  • Class A Warrants

    (indirect: By Subsidiary)
    Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
    400
Footnotes (8)
  • [F1]The Common Shares, $0.01 par value ("Common"), reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc. ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 4,916,074 Common beneficially owned after the reported transaction on February 2, 2005 represent (i) 4,758,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. The 4,666,074 Common beneficially owned after the reported transaction on February 3, 2005 represent (i) 4,508,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca.
  • [F2]Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
  • [F3]Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
  • [F4]The Series B Convertible Preferred Shares, $0.01 par value ("Preferred"), are convertible at a rate of 1 Preferred for 65 Common.
  • [F5]There is no expiration date on the right to convert Preferred into Common.
  • [F6]The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.
  • [F7]The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM.
  • [F8]The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM.

Documents

1 file

Issuer

FOSTER WHEELER LTD

CIK 0001130385

→
Entity typeother

Related Parties

1
  • filerCIK 0001205828

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:54 PM ET
Size
22.1 KB
View on SEC.gov