INVESTOR GROWTH CAPITAL LTD 3/A

3/A · INNOVATIVE MICRO TECHNOLOGY INC · Filed Feb 4, 2005

Form 3/AAmended

Period: 2005-01-25

10% Owner

Holdings

Series A Redeemable Nonconvertible Preferred Stock
(indirect: See footnote)
329,412
Series A-1 Convertible Preferred Stock
(indirect: See footnotes)
→ Common Stock (1,866,678 underlying)
Series A Redeemable Nonconvertible Preferred Stock
(indirect: See footnote)
141,176
Warrant to Purchase Common Stock
(indirect: See footnotes)
Exercise: $0.30From: 2006-03-15Exp: 2008-01-23→ Common Stock (70,588 underlying)

Footnotes (5)

[F1]These shares are held for the account of Investor Growth Capital Limited ("Investor Growth Capital"). Investor Growth Capital is an indirect wholly-owned subsidiary of the Reporting Person.
[F2]These shares are held for the account of Investor Group, L.P., a limited partnership of which the Reporting Person is the ultimate general partner.
[F3]These share are immediately convertible and have no expiration date.
[F4]Each share of Issuer's Series A-1 Convertible Preferred Stock is convertible into 5.6667 shares of Issuer's Common Stock.
[F5]The number of shares of Common Stock into which the Warrant is exercisable may be adjusted downward (potentially cancelling the Warrant if the number of shares reaches zero) according to a formula based upon the Issuer's economic performance during the 2005 calendar year.

Documents

1 file