Home/Filings/4/0001181431-05-007732

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FOSTER WHEELER LTD 4

Accession 0001181431-05-007732

CIK 0001130385operating

View on SEC.gov Company Profile

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 12:47 PM ET

Size

20.1 KB

Accession

0001181431-05-007732

Insider Transaction Report

Form 4

Period: 2005-02-04

FOSTER WHEELER LTDFWHLF.OB

CITIGROUP INVESTMENTS INC

10% Owner

Transactions

Sale
Common Shares, $0.01 par value
2005-02-04$15.88/sh−342,500$5,438,900→ 4,323,574 total(indirect: By Subsidiary)

Holdings

Series B Convertible Preferred Shares, $0.01 par value
(indirect: By Subsidiary)
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
4
Class B Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
29
Class A Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
400

Tribeca Global Management LLC

10% Owner

Transactions

Sale
Common Shares, $0.01 par value
2005-02-04$15.88/sh−342,500$5,438,900→ 4,323,574 total(indirect: By Subsidiary)

Holdings

Series B Convertible Preferred Shares, $0.01 par value
(indirect: By Subsidiary)
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
4
Class B Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
29
Class A Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
400

CITIGROUP INC

10% Owner

Transactions

Sale
Common Shares, $0.01 par value
2005-02-04$15.88/sh−342,500$5,438,900→ 4,323,574 total(indirect: By Subsidiary)

Holdings

Class A Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
400
Class B Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
29
Series B Convertible Preferred Shares, $0.01 par value
(indirect: By Subsidiary)
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
4

CITIGROUP FINANCIAL PRODUCTS INC

10% Owner

Transactions

Sale
Common Shares, $0.01 par value
2005-02-04$15.88/sh−342,500$5,438,900→ 4,323,574 total(indirect: By Subsidiary)

Holdings

Class B Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
29
Class A Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
400
Series B Convertible Preferred Shares, $0.01 par value
(indirect: By Subsidiary)
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
4

CITIGROUP GLOBAL MARKETS HOLDINGS INC

10% Owner

Transactions

Sale
Common Shares, $0.01 par value
2005-02-04$15.88/sh−342,500$5,438,900→ 4,323,574 total(indirect: By Subsidiary)

Holdings

Series B Convertible Preferred Shares, $0.01 par value
(indirect: By Subsidiary)
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
4
Class A Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
400
Class B Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
29

CITIGROUP GLOBAL MARKETS INC

10% Owner

Transactions

Sale
Common Shares, $0.01 par value
2005-02-04$15.88/sh−342,500$5,438,900→ 4,323,574 total(indirect: By Subsidiary)

Holdings

Series B Convertible Preferred Shares, $0.01 par value
(indirect: By Subsidiary)
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
4
Class A Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
400
Class B Warrants
(indirect: By Subsidiary)
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
29

Footnotes (8)

[F1]The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,166,419 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca").
[F2]Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
[F3]Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
[F4]The Series B Convertible Preferred Shares, $0.01 par value ("Preferred"), are convertible at a rate of 1 Preferred for 65 Common.
[F5]There is no expiration date on the right to convert Preferred into Common.
[F6]The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.
[F7]The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM.
[F8]The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM.

Documents

1 file

4
rrd67714.xmlPrimary
FW FORM 4 2.4.05 AND 2.7.05

Issuer

FOSTER WHEELER LTD

CIK 0001130385

→

Entity typeoperating

IncorporatedSwitzerland

Related Parties

filerCIK 0001130385

Filing Metadata

Form type: 4
Filed: Feb 7, 7:00 PM ET
Accepted: Feb 8, 12:47 PM ET
Size: 20.1 KB

View on SEC.gov