DICKIE WALKER MARINE INC 4
4 · DICKIE WALKER MARINE INC · Filed Feb 8, 2005
Insider Transaction Report
Form 4
SMITH JAMES R
Director
Transactions
- Gift
Common Stock
2005-02-03$0.17/sh+30,000$5,220→ 53,750 total(indirect: Principal Shareholder LLP)
Holdings
- 73,750
Common Stock
- 15,000
Common Stock
Exercise: $5.00Exp: 2012-05-21→ Common Stock (15,000 underlying) - 10,000
Common Stock
Exercise: $2.50Exp: 2013-07-28→ Common Stock (10,000 underlying) - 30,000
Common Stock
Exercise: $1.68Exp: 2014-06-03→ Common Stock (30,000 underlying)
Footnotes (3)
- [F1]The options vest as to 25% of the shares on 5/21/2003 and 2.0833% monthly for the following 36 months
- [F2]The options vest as to 25% of the shares on 7/28/2004 and 2.0833% monthly for the following 36 months
- [F3]The options vest as to 25% of the shares on 6/3/2005 and 2.0833% monthly for the following 36 months