4//SEC Filing
CITIGROUP INVESTMENTS INC 4
Accession 0001181431-05-008181
CIK 0001130385other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 3:14 PM ET
Size
20.7 KB
Accession
0001181431-05-008181
Insider Transaction Report
Form 4
FOSTER WHEELER LTDFWHLF.OB
CITIGROUP INVESTMENTS INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-07$16.46/sh−166,419$2,739,257→ 4,157,155 total(indirect: By Subsidiary)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-07$16.46/sh−166,419$2,739,257→ 4,157,155 total(indirect: By Subsidiary)
Holdings
- 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying)
CITIGROUP GLOBAL MARKETS INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-07$16.46/sh−166,419$2,739,257→ 4,157,155 total(indirect: By Subsidiary)
Holdings
- 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying) - 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying)
Tribeca Global Management LLC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-07$16.46/sh−166,419$2,739,257→ 4,157,155 total(indirect: By Subsidiary)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
CITIGROUP FINANCIAL PRODUCTS INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-07$16.46/sh−166,419$2,739,257→ 4,157,155 total(indirect: By Subsidiary)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
CITIGROUP INC
10% Owner
Transactions
- Sale
Common Shares, $0.01 par value
2005-02-07$16.46/sh−166,419$2,739,257→ 4,157,155 total(indirect: By Subsidiary)
Holdings
- 400(indirect: By Subsidiary)
Class A Warrants
Exercise: $9.38From: 2005-09-24Exp: 2009-09-24→ Common Shares, $0.01 par value (674 underlying) - 29(indirect: By Subsidiary)
Class B Warrants
Exercise: $9.38From: 2005-09-24Exp: 2007-09-24→ Common Shares, $0.01 par value (2 underlying) - 4(indirect: By Subsidiary)
Series B Convertible Preferred Shares, $0.01 par value
From: 2004-11-29→ Common Shares, $0.01 par value (260 underlying)
Footnotes (8)
- [F1]The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,000,000 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca").
- [F2]Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
- [F3]Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
- [F4]The Series B Convertible Preferred Shares, $0.01 par value ("Preferred"), are convertible at a rate of 1 Preferred for 65 Common.
- [F5]There is no expiration date on the right to convert Preferred into Common.
- [F6]The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.
- [F7]The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM.
- [F8]The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM.
Documents
Issuer
FOSTER WHEELER LTD
CIK 0001130385
Entity typeother
Related Parties
1- filerCIK 0001205828
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 3:14 PM ET
- Size
- 20.7 KB