4//SEC Filing
SMART & FINAL INC/DE 4
Accession 0001181431-05-010773
CIK 0000875751operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:36 PM ET
Size
19.2 KB
Accession
0001181431-05-010773
Insider Transaction Report
Form 4
MULLINS SUZANNE
S.V.P., St. Oper., S&FSC
Transactions
- Award
Common Stock, par value $.01 per share
2005-02-15+3,333→ 17,822 total - Award
Stock Options
2005-02-15$15.20/sh+10,000$152,000→ 10,000 totalExercise: $15.20From: 2007-02-15Exp: 2015-02-15→ Common (10,000 underlying)
Holdings
- 20,000
Stock Options
Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ Common (20,000 underlying) - 25,800
Stock Options
Exercise: $9.25From: 2000-05-04Exp: 2009-05-04→ Common (25,800 underlying) - 15,000
Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (15,000 underlying) - 22,500
Stock Options
Exercise: $10.77From: 1993-06-18Exp: 2006-06-18→ Common (22,500 underlying) - 19,000(indirect: See footnote 2)
Common Stock, par value $.01 per share
- 17,500
Stock Options
Exercise: $10.13From: 2003-09-27Exp: 2011-09-27→ Common (17,500 underlying)
Footnotes (10)
- [F1]Previously reported options. 1/3 of the options become exercisable on February 17 in each of 2006, 2007, 2008.
- [F10]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One-third of the options will become exercisable on February 15 in each of 2007, 2008, and 2009 at an exercise price of $15.20 per share.
- [F2]Deferred smart shares held in the Company's Supplemental Deferred Compensation Plan.
- [F3]1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 1/3 on 9/16/2007
- [F4]Previously reported fully vested options. The reported transaction involved only the extension of the term of the options. The options originally were to expire on 06/18/2001 and was extended to 06/18/2006.
- [F5]Previouisly reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 2004.
- [F6]Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003, 2004.
- [F7]Previously reported options. 1/3 of the options became exercisable on 9/27/03 and 1/3 will become exercisable on 9/27 in each of 2004, 2005.
- [F8]Previously reported options. 1/3 of the options become exercisable on 2/19 in each of 2005, 2006, 2007
- [F9]Includes 10,076 previously reported vested smart shares and 3,333 restricted smart shares granted 2/05
Documents
Issuer
SMART & FINAL INC/DE
CIK 0000875751
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000875751
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 9:36 PM ET
- Size
- 19.2 KB