Home/Filings/4/0001181431-05-010775
4//SEC Filing

SMART & FINAL INC/DE 4

Accession 0001181431-05-010775

CIK 0000875751operating

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 9:38 PM ET

Size

17.8 KB

Accession

0001181431-05-010775

Insider Transaction Report

Form 4
Period: 2005-02-15
MORLEY NORAH
S.V.P, Marketing, S&FSC
Transactions
  • Award

    Common Stock, par value $.01 per share

    2005-02-15+4,1674,167 total
  • Award

    Stock Options

    2005-02-15$15.20/sh+12,500$190,00012,500 total
    Exercise: $15.20From: 2007-02-15Exp: 2015-02-15Common (12,500 underlying)
Holdings
  • Common Stock, par value $.01 per share

    (indirect: See footnote 1)
    24,000
  • Stock Options

    Exercise: $10.13From: 2003-09-27Exp: 2011-09-27Common (20,000 underlying)
    20,000
  • Stock Options

    Exercise: $6.50From: 2005-09-16Exp: 2013-09-16Common (25,000 underlying)
    25,000
  • Stock Options

    Exercise: $12.89From: 2006-02-17Exp: 2014-02-17Common (30,000 underlying)
    30,000
  • Stock Options

    Exercise: $6.88From: 2002-02-15Exp: 2010-02-15Common (14,000 underlying)
    14,000
  • Stock Options

    Exercise: $9.80From: 2004-02-19Exp: 2012-02-19Common (19,500 underlying)
    19,500
Footnotes (10)
  • [F1]Vested and deferred smart shares held in the Company's Deferred Compensation Plan.
  • [F10]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One-third of the options will become exercisable on February 15 in each of 2007, 2008 and 2009 at an exercise price of $15.20 per share.
  • [F2]Previously reported options. 1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 9/16/2007
  • [F3]Previously reported options. One-third of the options become exercisable on February 17 in each of 2006, 2007, 2008.
  • [F4]Previously reported options. 1/3 became exercisable on Sept. 14 in each of 2001, 2002 and 2003.
  • [F5]Previously reported options. 1/3 became exercisble on February 15 in each of 2002, 2003 and 2004.
  • [F6]Peviously reported options. 1/3 became exercisable on 9/27/2003 and 1/3 will become exercisable on 9/27 in each of 2004 and 2005.
  • [F7]Previously reported options. 1/3 became exercisable on 2/19/2004, 1/3 will become exercisable on 2/19 in each of 2005 and 2006.
  • [F8]Previously reported options. 1/3 will become exercisable on 2/19 in each of 2005, 2006, 2007.
  • [F9]Includes 4,167 restricted smart shares granted 2/05

Issuer

SMART & FINAL INC/DE

CIK 0000875751

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000875751

Filing Metadata

Form type
4
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:38 PM ET
Size
17.8 KB