4//SEC Filing
SMART & FINAL INC/DE 4
Accession 0001181431-05-010776
CIK 0000875751operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:39 PM ET
Size
16.5 KB
Accession
0001181431-05-010776
Insider Transaction Report
Form 4
ZEKE DUGE
S.V.P., CIO of SFSC
Transactions
- Award
Stock Options
2005-02-15$15.20/sh+10,000$152,000→ 10,000 totalExercise: $15.20From: 2007-02-15Exp: 2015-02-15→ Common (10,000 underlying) - Award
Common Stock, par value $.01 per share
2005-02-15+3,333→ 8,333 total
Holdings
- 20,000
Stock Options
Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ Common (20,000 underlying) - 20,000(indirect: Deferred Smart Shares)
Common Stock, par value $.01 per share
- 30,000
Stock Options
Exercise: $7.69From: 2002-12-06Exp: 2010-12-06→ Common (30,000 underlying) - 25,000
Stock Options
Exercise: $10.13From: 2003-09-27Exp: 2011-09-27→ Common (25,000 underlying) - 22,000
Stock Options
Exercise: $9.80From: 2004-02-19Exp: 2012-02-19→ Common (22,000 underlying) - 15,000
Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (15,000 underlying)
Footnotes (8)
- [F1]Options granted from the Stock Incentive Plan. One-third of the options became exercisable on December 6, 2002 and one-third will become exercisable on December 6 in each of 2003 and 2004.
- [F2]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 27 in each of 2003, 2004 and 2005.
- [F3]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2004, 2005 and 2006.
- [F4]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2005, 2006 and 2007.
- [F5]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 16 in each of 2005, 2006 and 2007.
- [F6]One-third of the options become exercisable on February 17 in each of 2006, 2007 & 2008.
- [F7]Includes 5,000 previously reported vested smart shares and 3,333 restricted smart shares granted 2/05.
- [F8]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. 1/3 of the options will become exercisable on February 15 in each of 2007, 2008 and 2009 at an exercise price of $15.20 per share.
Documents
Issuer
SMART & FINAL INC/DE
CIK 0000875751
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000875751
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 9:39 PM ET
- Size
- 16.5 KB