4//SEC Filing
SMART & FINAL INC/DE 4
Accession 0001181431-05-010779
CIK 0000875751operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:40 PM ET
Size
17.8 KB
Accession
0001181431-05-010779
Insider Transaction Report
Form 4
PHEGLEY RICHARD N
Senior Vice President, CFO
Transactions
- Award
Stock Options
2005-02-15$15.20/sh+15,000$228,000→ 15,000 totalExercise: $15.20From: 2007-02-15Exp: 2015-02-15→ Common (15,000 underlying) - Award
Common Stock, par value $.01 per share
2005-02-15+5,000→ 6,000 total
Holdings
- 11,000
Stock Options
Exercise: $6.90From: 2002-02-15Exp: 2010-02-15→ Common (11,000 underlying) - 27,979(indirect: See footnote 1)
Common Stock, par value $.01 per share
- 25,000
Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (25,000 underlying) - 20,000
Stock Options
Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ Common (20,000 underlying) - 45,000
Stock Options
Exercise: $4.28From: 2005-02-19Exp: 2013-02-19→ Common (45,000 underlying) - 13,000
Stock Options
Exercise: $9.25From: 2000-05-04Exp: 2009-05-04→ Common (13,000 underlying)
Footnotes (10)
- [F1]Shares held in the Company's Supplemental Deferred Compensation Plan.
- [F10]Includes 5,000 Restricted Smart Shares granted 2/05
- [F2]Previously reported options. 1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 1/3 on 9/16/2007.
- [F3]Previously reported options. 1/3 of the options become exercisable on 2/17 in each of 2006, 2007, 2008.
- [F4]Previously reported options. 1/3 will become exercisable on 2/19 in each of 2005, 2006 and 2007.
- [F5]Previously reported options. 1/5 became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 1/5 will become exercisable on May 4, 2004.
- [F6]Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003 and 2004.
- [F7]Previously reported options. 1/3 became exercisable on 9/27/03 and 1/3 will become exercisble on 9/27 in each of 2004 and 2005.
- [F8]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One third of the options will become exercisable on February 15 in each of 2007, 2008 and 2009 at and exercise price of $15.20 per share.
- [F9]Previously reported options. 1/3 will become exercisable on 2/19 in each of 2004, 2005 & 2006.
Documents
Issuer
SMART & FINAL INC/DE
CIK 0000875751
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000875751
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 9:40 PM ET
- Size
- 17.8 KB