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4//SEC Filing

SMART & FINAL INC/DE 4

Accession 0001181431-05-010784

CIK 0000875751operating
View on SEC.govCompany Profile

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 9:41 PM ET

Size

16.4 KB

Accession

0001181431-05-010784

Insider Transaction Report

Form 4
Period: 2005-02-15
SMART & FINAL INC/DESMF
ETIENNE SNOLLAERTS
DirectorCEO & President
Transactions
  • Award

    Common Stock, par value $.01 per share

    2004-02-15+23,333→ 83,760 total
  • Award

    Stock Options

    2005-02-15$15.20/sh+70,000$1,064,000→ 70,000 total
    Exercise: $15.20From: 2007-02-15Exp: 2015-02-15→ Common (70,000 underlying)
Holdings

  • Stock Options

    Exercise: $3.46From: 2005-05-22Exp: 2013-05-22→ Common (4,000 underlying)
    4,000

  • Stock Options

    Exercise: $4.40From: 2005-02-18Exp: 2013-02-18→ common (8,000 underlying)
    8,000

  • Common Stock, par value $.01 per share

    (indirect: 6,771 vested and deferred Smart Shares and 9,692 deferred directors shares)
    16,463

  • Stock Options

    Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ Common (150,000 underlying)
    150,000

  • Stock Options

    Exercise: $9.25From: 2001-05-04Exp: 2009-05-04→ Common (12,500 underlying)
    12,500

  • Stock Options

    Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (100,000 underlying)
    100,000
Footnotes (8)
  • [F1]Previously reported options. 1/3 exercisable on September 16, 2005, 1/3 on September 16, 2006 and 1/3 on September 16, 2007
  • [F2]Includes 427 directly held shares, 60,000 restricted smart shares granted in 2004 and 23,333 restricted smart shares granted in 2005
  • [F3]Previoiusly reported vested options
  • [F4]Previously reported stock options. 1/3 exercisable on 5/22/05, 1/3 on 5/22/06 and 1/3 on 5/22/07.
  • [F5]Previously reported options. 1/3 exercisable on 2/18/05, 1/3 on 2/18/06 and 1/3 on 2/18/07.
  • [F6]Previously reported options. 1/3 exercisable on 5/1/2002, 1/3 on 5/1/2003, 1/3 on 5/1/2004.
  • [F7]Previously reported options. 1/3 exercisable on 2/17 in each of 2006, 2007 & 2008.
  • [F8]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan in a transaction exempt under Rule 16b-3. One-third of the options become exercisable on February 15 in each of 2007, 2008 & 2009 at an exercise price of $15.20 per share.

Documents

1 file

Issuer

SMART & FINAL INC/DE

CIK 0000875751

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000875751

Filing Metadata

Form type
4
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:41 PM ET
Size
16.4 KB
View on SEC.gov