4/A//SEC Filing
NASDAQ STOCK MARKET INC 4/A
Accession 0001181431-05-011100
$NDAQCIK 0001120193operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 8:38 PM ET
Size
10.6 KB
Accession
0001181431-05-011100
Insider Transaction Report
Form 4/AAmended
RANDICH STEVEN J
Executive Vice President
Transactions
- Award
Common Stock, par value $0.01 per share (
2005-01-25+50,000→ 63,850 total
Holdings
- 150,000
Employee Stock Option (Right to Buy)
Exercise: $7.35Exp: 2014-11-15→ Common Stock (150,000 underlying) - 75,000
Employee Stock Option (Right to Buy)
Exercise: $9.15Exp: 2014-02-18→ Common Stock (75,000 underlying) - 134,100
Employee Stock Option (Right to Buy)
Exercise: $13.00Exp: 2011-02-14→ Common Stock (134,100 underlying)
Footnotes (4)
- [F1]Represents 63,850 shares of restricted stock granted under The Nasdaq Stock Market, Inc. Equity Incentive Plan (the "Equity Plan"), of which 7,490 shares have vested.
- [F2]Options exercisable as to 50% on January 15, 2009 ("tranche 1"), subject to accelerated vesting of the entire tranche 1 on January 15, 2008, or in the alternative, extension of vesting of the entire tranche 1 until January 15, 2010, depending on whether applicable performance goals to be determined by the Board of Directors are met. Options exercisable as to 50% on January 15, 2010 ("tranche 2"), subject to accelerated vesting of the entire tranche 2 on January 15, 2009, or in the alternative, extension of vesting of the entire tranche 2 until January 15, 2011, depending on whether applicable performance goals to be determined by the Board of Directors are met.
- [F3]Option exercisable as to 100% on February 18, 2009, subject to accelerated vesting of 100% of the option on either the third or fourth anniversary of the grant date if applicable performance goals are achieved.
- [F4]Option exercisable as to 44,253 on December 31, 2001, 22,797 on August 14, 2002, 21,456 on February 14, 2003 and 22,797 on each of August 14, 2003 and February 14, 2004.
Documents
Issuer
NASDAQ STOCK MARKET INC
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 8:38 PM ET
- Size
- 10.6 KB