4//SEC Filing
VELOCITY EXPRESS CORP 4
Accession 0001181431-05-011264
CIK 0001002902operating
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 12:12 PM ET
Size
62.1 KB
Accession
0001181431-05-011264
Insider Transaction Report
Form 4
BROWN JAMES G
Director
Transactions
- Exercise of In-Money
Warrant to Purchase Series D Convertible Preferred Stock
2005-02-15−216,533→ 0 total(indirect: See footnote #1)Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying) - Conversion
Common Stock
2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total(indirect: See footnote) - Conversion
Common Stock
2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total(indirect: See footnote) - Exercise of In-Money
Warrant to Purchase Series C Convertible Preferred Stock
2005-02-15−825,484→ 0 total(indirect: See footnote #1)Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying) - Conversion
Series K Convertible Preferred Stock
2005-02-15−9,851,466→ 0 total(indirect: See footnote #1)Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying) - Conversion
Series L Convertible Preferred Stock
2005-02-15−7,000,000→ 0 total(indirect: See footnote #1)Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying) - Award
Series M Convertible Preferred Stock
2005-02-15$3.69/sh−5,064$18,661→ 547,805 total(indirect: See footnote #1)Exercise: $3.69From: 2005-02-15→ Common Stock (547,805 underlying) - Conversion
Series B Convertible Preferred Stock
2005-02-15−2,806,797→ 0 total(indirect: See footnote #1)Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying) - Conversion
Series C Convertible Preferred Stock
2005-02-15+825,484→ 2,825,484 total(indirect: See footnote #1)Exercise: $49.37From: 2000-09-22→ Common Stock (98,728 underlying) - Conversion
Series C Convertible Preferred Stock
2005-02-15−2,825,484→ 0 total(indirect: See footnote #1)Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying) - Conversion
Series D Convertible Preferred Stock
2005-02-15+216,533→ 1,234,071 total(indirect: See footnote #1)Exercise: $26.74From: 2001-09-05→ Common Stock (63,293 underlying) - Conversion
Series D Convertible Preferred Stock
2005-02-15−1,234,071→ 0 total(indirect: See footnote #1)Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying) - Conversion
Series G Convertible Preferred Stock
2005-02-15−3,333,333→ 0 total(indirect: See footnote #1)Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying) - Conversion
Series H Convertible Preferred Stock
2005-02-15−196,900→ 0 total(indirect: See footnote #1)Exercise: $9.90From: 2003-09-18→ Common Stock (198,947 underlying) - Conversion
Series I Convertible Preferred Stock
2005-02-15−12,643,332→ 0 total(indirect: See footnote #1)Exercise: $5.06From: 2005-02-15→ Common Stock (3,748,395 underlying) - Conversion
Series J Convertible Preferred Stock
2005-02-15−6,333,534→ 0 total(indirect: See footnote #1)Exercise: $6.15From: 2005-02-15→ Common Stock (1,544,283 underlying)
Holdings
- 19,690(indirect: See footnote #1)
Warrant to Purchase Common Stock
Exercise: $0.50From: 2007-09-18Exp: 2007-10-28→ Common Stock (19,690 underlying) - 29,535(indirect: See footnote #1)
Warrant to Purchase Common Stock
Exercise: $0.50From: 2008-09-18Exp: 2008-05-01→ Common Stock (29,535 underlying) - 193,552(indirect: See footnote #1)
Warrant to Purchase Common Stock
Exercise: $0.01From: 2005-02-15Exp: 2009-12-21→ Common Stock (193,552 underlying) - 60(indirect: See footnote #1)
Option to Purchase Common Stock
Exercise: $1718.75From: 2000-07-27Exp: 2005-07-27→ Common Stock (60 underlying) - 270
Common Stock Restricted
- 30(indirect: See footnote #1)
Option to Purchase Common Stock
Exercise: $160.00From: 2001-07-27Exp: 2006-07-27→ Common Stock (30 underlying) - 250(indirect: See footnote #1)
Option to Purchase Common Stock
Exercise: $477.50From: 2002-02-21Exp: 2007-02-21→ Common Stock (250 underlying)
Footnotes (5)
- [F1]The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee Putnam Internet Partners, L.P.) TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV."
- [F2]These shares of Preferred Stock were converted on February 15, 2005, at their respective conversion price per share, resulting in the acquisition of the shares of common stock.
- [F3]None.
- [F4]Number of securities and exercise or conversion price have been adjusted to reflect a one-for-fifty reverse stock split effective on February 15, 2005.
- [F5]Exercised prior to reverse stock split.
Documents
Issuer
VELOCITY EXPRESS CORP
CIK 0001002902
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001002902
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 12:12 PM ET
- Size
- 62.1 KB