FIRST OAK BROOK BANCSHARES INC 4

4 · FIRST OAK BROOK BANCSHARES INC · Filed Mar 28, 2005

Form 4

Period: 2005-03-24

Chief Banking Officer

Transactions

Exercise/Conversion
Common Stock
2005-03-24$28.63/sh+1,075$30,777→ 5,474 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2005-03-24$6.83/sh−2,000$13,666→ 0 total
Exercise: $6.83From: 1996-12-20Exp: 2005-12-20→ Common (9,000 underlying)

Holdings

Common Stock
(indirect: See footnote)
10,500
Common Stock
(indirect: See footnote)
31,663
Employee Stock Options (Right to Buy)
Exercise: $7.59From: 1997-12-27Exp: 2006-12-27→ Common (6,000 underlying)
6,000
Employee Stock Options (Right to Buy)
Exercise: $12.17From: 2000-01-26Exp: 2009-01-26→ Common (6,750 underlying)
6,750
Employee Stock Options (Right to Buy)
Exercise: $10.75From: 2001-01-25Exp: 2010-01-25→ Common (2,400 underlying)
2,400
Employee Stock Options (Right to Buy)
Exercise: $18.00From: 2003-01-29Exp: 2012-01-29→ Common (9,000 underlying)
9,000
Common Stock
(indirect: See footnote)
4,609
Employee Stock Options (Right to Buy)
Exercise: $14.00From: 1999-01-21Exp: 2008-01-21→ Common (3,000 underlying)
3,000
Common Stock
(indirect: See footnote)
684
Employee Stock Options (Right to Buy)
Exercise: $33.70From: 2005-01-27Exp: 2014-01-27→ Common (7,500 underlying)
7,500

Footnotes (6)

[F1]Represents shares of Common Stock benefically owned by the Reporting Person's spouse.
[F2]These shares of Common Stock are held pursuant to the Issuer's "Stock Bonus Plan". The shares represent the Reporting Person's pro rata interest in the aggregate shares held by the Plan's trust as of December 31, 2004.
[F3]Shares are held by Reporting Person as Trustee of the George C. Clam Trust dated September 12, 2002.
[F4]Shares are held under the Reporting Person's Individual Retirement Account.
[F5]Employee Stock Options are granted pursuant to the Issuer's Incentive Compensation Plan (the "Plan") and are exercisable in 20% increments each year beginning one year after date of grant.
[F6]These shares represent the net amount of common stock received by the Reporting Person after the exercise of stock options for the right to buy shares of the Issuer. The difference between the balance of shares represented by the option to buy and the net amount of shares actually received by the Reporting Person was used to pay the exercise price and any taxes due in connection with the exercise.

Documents

1 file