Home/Filings/4/0001181431-05-021146
4//SEC Filing

HAWK CORP 4

Accession 0001181431-05-021146

CIK 0000849240operating

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 1:01 PM ET

Size

12.5 KB

Accession

0001181431-05-021146

Insider Transaction Report

Form 4
Period: 2003-07-29
GILBRIDE THOMAS A
Vice President - Finance
Transactions
  • Disposition to Issuer

    Employee Stock Option

    2003-07-291,00028,824 total
    Exercise: $8.06Exp: 2009-02-01Class A Common Stock (1,000 underlying)
  • Award

    Employee Stock Option

    2004-01-30+18,50047,324 total
    Exercise: $5.05Exp: 2014-01-30Class A Common Stock (18,500 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2003-07-2915,00028,824 total
    Exercise: $17.00Exp: 2008-05-15Class A Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2003-07-294,00028,824 total
    Exercise: $6.81Exp: 2010-09-27Class A Common Stock (4,000 underlying)
Footnotes (5)
  • [F1]17,700 options were exercisable as of the date of grant. 800 options are exercisable on 9/27/2005.
  • [F2]On July 29, 2003, the issuer canceled, pursuant to the issuer's option exchange program, three options grants as described herein. In exchange for 4,000 options granted on 9/27/2000, the reporting person received 4,000 options, in exchange for 1,000 options granted on 2/1/1999, the reporting person received 1,000 options and in exchange for 15,000 options granted on 5/15/1998, the reporting person received 13,500 options, or a total of 18,500 options as described herein.
  • [F3]The option provided for vesting in five equal annual installments beginning on 9/27/2001.
  • [F4]The option provided for vesting in five equal annual installments beginning on 2/1/2000.
  • [F5]The option provided for vesting in five equal annual installments beginning on 5/15/1999.

Issuer

HAWK CORP

CIK 0000849240

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000849240

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 1:01 PM ET
Size
12.5 KB