HAWK CORP 4

4 · HAWK CORP · Filed Apr 7, 2005

Form 4

Period: 2003-07-29

Vice President - Finance

Transactions

Disposition to Issuer
Employee Stock Option
2003-07-29−1,000→ 28,824 total
Exercise: $8.06Exp: 2009-02-01→ Class A Common Stock (1,000 underlying)
Award
Employee Stock Option
2004-01-30+18,500→ 47,324 total
Exercise: $5.05Exp: 2014-01-30→ Class A Common Stock (18,500 underlying)
Disposition to Issuer
Employee Stock Option
2003-07-29−15,000→ 28,824 total
Exercise: $17.00Exp: 2008-05-15→ Class A Common Stock (15,000 underlying)
Disposition to Issuer
Employee Stock Option
2003-07-29−4,000→ 28,824 total
Exercise: $6.81Exp: 2010-09-27→ Class A Common Stock (4,000 underlying)

Footnotes (5)

[F1]17,700 options were exercisable as of the date of grant. 800 options are exercisable on 9/27/2005.
[F2]On July 29, 2003, the issuer canceled, pursuant to the issuer's option exchange program, three options grants as described herein. In exchange for 4,000 options granted on 9/27/2000, the reporting person received 4,000 options, in exchange for 1,000 options granted on 2/1/1999, the reporting person received 1,000 options and in exchange for 15,000 options granted on 5/15/1998, the reporting person received 13,500 options, or a total of 18,500 options as described herein.
[F3]The option provided for vesting in five equal annual installments beginning on 9/27/2001.
[F4]The option provided for vesting in five equal annual installments beginning on 2/1/2000.
[F5]The option provided for vesting in five equal annual installments beginning on 5/15/1999.

Documents

1 file