4//SEC Filing
FIRST OAK BROOK BANCSHARES INC 4
Accession 0001181431-05-023642
CIK 0000717837operating
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 4:22 PM ET
Size
19.7 KB
Accession
0001181431-05-023642
Insider Transaction Report
Form 4
ENGLAND BRIAN C
Chief Marketing Officer
Transactions
- Other
Employee Restricted Stock Units (RSUs)
2005-04-22+3→ 503 totalExercise: $0.00From: 2011-01-31Exp: 2015-01-31→ Common (500 underlying)
Holdings
- 5,515
Common Stock
- 1,273(indirect: See footnote)
Common Stock
- 3,000
Employee Stock Options (Right to Buy)
Exercise: $6.83From: 1996-12-20Exp: 2005-12-20→ Common (9,000 underlying) - 4,500
Employee Stock Options (Right to Buy)
Exercise: $12.17From: 2000-01-26Exp: 2009-01-26→ Common (4,500 underlying) - 6,000
Employee Stock Options (Right to Buy)
Exercise: $7.59From: 1997-12-27Exp: 2006-12-27→ Common (6,000 underlying) - 1,500
Employee Stock Options (Right to Buy)
Exercise: $10.75From: 2001-01-25Exp: 2010-01-25→ Common (1,500 underlying) - 7,500
Employee Stock Options (Right to Buy)
Exercise: $18.00From: 2003-01-29Exp: 2012-01-29→ Common (7,500 underlying) - 9,000
Employee Stock Options (Right to Buy)
Exercise: $12.08From: 2002-01-23Exp: 2011-01-23→ Common (9,000 underlying) - 2,500
Employee Stock Options (Right to Buy)
Exercise: $29.42From: 2006-01-31Exp: 2012-01-31→ Common (2,500 underlying)
Footnotes (6)
- [F1]The shares are held under the Company's Employee's Stock Bonus Plan. These shares represent the Reporting Person's pro rata interest in shares held by the Plan's trust as of December 31, 2003.
- [F2]Employee Stock Options are granted pursuant to the Issuer's Incentive Compensation Plan (the "Plan") and are exercisable in 20% increments each year beginning one year after date of grant.
- [F3]Restricted Stock Units ("RSUs") are granted pursuant to the Plan and are vested in 20% increments each year beginning the sixth year after the date of grant subject to earlier termination and/or cancellation as set forth in the Plan.
- [F4]Termination of RSUs will occur upon the earlier of (i) delivery of Common Stock to the Reporting Person; or (ii) termination or cancellation of the RSUs pursuant to the Plan.
- [F5]This transaction represents the grant or exercise of a derivative security; as such, the exercise price has been reported in column 2 of table II.
- [F6]In lieu of a cash dividend, the Reporting Person received a RSU grant based on the approved stock dividend paid to all shareholders as of April 22, 2005, pursuant to the Plan.
Documents
Issuer
FIRST OAK BROOK BANCSHARES INC
CIK 0000717837
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000717837
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 4:22 PM ET
- Size
- 19.7 KB