FIRST OAK BROOK BANCSHARES INC 4

Accession 0001181431-05-023647

CIK 0000717837operating

Filed

Apr 25, 8:00 PM ET

Accepted

Apr 26, 4:25 PM ET

Size

19.8 KB

Accession

0001181431-05-023647

Form 4

Period: 2005-04-22

Chief Banking Officer

Transactions

Other
Employee Restricted Stock Units (RSUs)
2005-04-22−3→ 503 total
Exercise: $0.00From: 2011-01-31Exp: 2015-01-31→ Common (500 underlying)

Holdings

Employee Stock Options (Right to Buy)
Exercise: $12.17From: 2000-01-26Exp: 2009-01-26→ Common (6,750 underlying)
6,750
Employee Stock Options (Right to Buy)
Exercise: $18.00From: 2003-01-29Exp: 2012-01-29→ Common (9,000 underlying)
9,000
Common Stock
(indirect: See footnote)
4,609
Common Stock
(indirect: See footnote)
31,663
Employee Stock Options (Right to Buy)
Exercise: $7.59From: 1997-12-27Exp: 2006-12-27→ Common (6,000 underlying)
6,000
Common Stock
(indirect: See footnote)
684
Employee Stock Options (Right to Buy)
Exercise: $10.75From: 2001-01-25Exp: 2010-01-25→ Common (2,400 underlying)
2,400
Employee Stock Options (Right to Buy)
Exercise: $33.70From: 2005-01-27Exp: 2014-01-27→ Common (7,500 underlying)
7,500
Employee Stock Options (Right to Buy)
Exercise: $6.83From: 1996-12-20Exp: 2005-12-20→ Common (9,000 underlying)
0
Employee Stock Options (Right to Buy)
Exercise: $14.00From: 1999-01-21Exp: 2008-01-21→ Common (3,000 underlying)
3,000
Common Stock
5,474
Common Stock
(indirect: See footnote)
10,500

Footnotes (9)

[F1]Represents shares of Common Stock benefically owned by the Reporting Person's spouse.
[F2]These shares of Common Stock are held pursuant to the Issuer's "Stock Bonus Plan". The shares represent the Reporting Person's pro rata interest in the aggregate shares held by the Plan's trust as of December 31, 2004.
[F3]Shares are held by Reporting Person as Trustee of the George C. Clam Trust dated September 12, 2002.
[F4]Shares are held under the Reporting Person's Individual Retirement Account.
[F5]Employee Stock Options are granted pursuant to the Issuer's Incentive Compensation Plan (the "Plan") and are exercisable in 20% increments each year beginning one year after date of grant.
[F6]In lieu of a cash dividend, the Reporting Person received a Restricted Stock Unit ("RSU") grant based on the approved stock dividend paid to all shareholders as of 4/22/05 pursuant to the Plan.
[F7]RSUs are granted pursuant to the Plan and are vested in 20% increments each year beginning the sixth year after the date of grant subject to earlier termination and/or cancellation as set forth in the Plan.
[F8]Termination of teh RSUs will occur upon the earlier of (i) delivery of Common Stock for each vested RSU to the Reporting Person; or (ii) termination or cancellation of the RSUs pursuant to the Plan.
[F9]This transaction represents the grant or exercise of a derivative security; as such, the exercise price has been reported in column 2 of table II.

Documents

1 file

FIRST OAK BROOK BANCSHARES INC

CIK 0000717837

Entity typeoperating

IncorporatedDE