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|4Apr 28, 7:37 PM ET

BASSO ROBERT S 4

4 · APHTON CORP · Filed Apr 28, 2005

Insider Transaction Report

Form 4
Period: 2005-04-21
APHTON CORPAPHT
BASSO ROBERT S
Director
Transactions
  • Award

    Stock Options (Right to buy)

    2005-04-21+25,000→ 25,000 total
    Exercise: $1.08Exp: 2015-04-21→ Common Stock (25,000 underlying)
  • Award

    Common Stock

    2005-04-21+10,000→ 17,166 total
Holdings

  • Stock Options (Right to buy)

    Exercise: $1.91Exp: 2021-10-01→ Common Stock (18,000 underlying)
    18,000

  • Common Stock

    (indirect: See footnote)
    12,500

  • Stock Options (Right to buy)

    Exercise: $14.75Exp: 2015-12-31→ Common Stock (86,000 underlying)
    86,000
Footnotes (4)
  • [F1]Represents a grant of restricted stock that is fully vested but can only be sold after the fifth anniversary of the grant date.
  • [F2]By self as trustee for Robert Healy Basso Uniform Transfer Minor Account (CA).
  • [F3]By self as trustee for John Francis Basso Uniform Transfer Minor Account (CA).
  • [F4]These options are immediately exercisable.

Documents

1 file
  • 4
    rrd76527.xmlPrimary