CATALYTICA ENERGY SYSTEMS INC 4
4 · CATALYTICA ENERGY SYSTEMS INC · Filed May 26, 2005
Insider Transaction Report
Form 4
ELLIS WILLIAM B
Director
Transactions
- Tax Payment
Common Stock
2005-05-25$2.02/sh−11,148$22,508→ 8,852 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2005-05-25−20,000→ 0 totalExercise: $0.40From: 1995-12-01Exp: 2005-08-28→ Common Stock (20,000 underlying) - Tax Payment
Common Stock
2005-05-25$2.02/sh−2,250$4,543→ 10,602 total - Exercise/Conversion
Common Stock
2005-05-25$0.40/sh+20,000$8,000→ 20,000 total - Exercise/Conversion
Common Stock
2005-05-25$0.40/sh+4,000$1,600→ 12,852 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2005-05-25−4,000→ 0 totalExercise: $0.40From: 1997-01-01Exp: 2006-07-10→ Common Stock (4,000 underlying)
Footnotes (4)
- [F1]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
- [F2]The Reporting Person exercised 20,000 shares of the options to purchase 20,000 shares granted on 8/28/95. 1/6 of these options became exercisable 6 months after the vesting commencement date, with the remaining options vesting in 30 equal monthly installments beginning 7 months from the vesting commencement date. There are no options remaining from this grant.
- [F3]The Reporting Person exercised 4,000 shares of the options to purchase 4,000 shares granted on 7/10/96. 1/6 of these options became exercisable 6 months after the vesting commencement date (7/1/96), with the remaining options vesting in 30 equal monthly installments beginning 7 months from the vesting commencement date. There are no options remaining from this grant.
- [F4]The Reporting Person exercised 4,000 shares of the options to purchase 4,000 shares granted on 7/1/97. 1/6 of these options became exercisable 6 months after date of grant, with the remaining options vesting in 30 equal monthly installments beginning 7 months from the date of grant. There are no options remaining from this grant.