PCap II, LLC 3
3 · Rackable Systems, Inc. · Filed Jun 9, 2005
Insider Transaction Report
Form 3
Rutherford John C
10% Owner
Holdings
- 16,419,753(indirect: By Parthenon Investors II, L.P.)
Series B Preferred stock
- 8,224,937(indirect: By Parthenon Investors II, L.P.)
Common Stock
- 69,784(indirect: By PCIP Investors)
Common Stock
- 252,167(indirect: By J&R Founders' Fund, L.P.)
Series B Preferred Stock
- 139,241(indirect: By PCIP Investors)
Series B Preferred Stock
- 126,315(indirect: By J&R Founders' Fund, L.P.)
Common Stock
Footnotes (4)
- [F1]The Reporting Persons may be deemed to be members of a Section 13(d) group that owns more than 10% of the Company's outstanding Common Stock. However, the Reporting Persons disclaim membership, and this report shall not be deemed an admission that the Reporting Persons are a member of a Section 13(d) group that owns more than 10% of the Company's outstanding Common Stock for purposes of Section 16 or for any other purpose.
- [F2]Shares held by Parthenon Investors II, L.P. ("Parthenon"). John C. Rutherford ("JCR") and Ernest K. Jacquet ("EKJ") are the managing members of PCap II LLC, which is the managing member of PCap Partners II, LLC, which is the general partner of Parthenon. JCR and EKJ disclaim beneficial ownership of such shares except to the extent of the pecuniary interest therein.
- [F3]Shares held by PCIP Investors ("PCIP"). JCR and EKJ are the managing members of J&R Investment Management Company, LLC, which is the managing member of Parthenon Capital, LLC, which is the managing partner of PCIP. JCR and EKJ disclaim beneficial ownership of such shares except to the extent of the pecuniary interest therein.
- [F4]Shares held by J&R Founders' Fund, L.P. ("Founders"). JCR and EKJ are controlling persons of J&R Advisors F.F., Inc., which is the general partner Founders. JCR and EKJ disclaim beneficial ownership of such shares except to the extent of the pecuniary interest therein.