OCA, INC. / DE / 4
4 · OCA, INC. / DE / · Filed Jun 14, 2005
Insider Transaction Report
Form 4
SMITH THOMAS W
10% OwnerOther
Transactions
- Sale
Common Stock
2005-06-13$1.47/sh−46,000$67,620→ 59,000 total(indirect: By Prescott International Partners) - Sale
Common Stock
2005-06-13$1.47/sh−785,000$1,153,950→ 1,041,600 total(indirect: By Idoya Partners) - Sale
Common Stock
2005-06-10$1.40/sh−534,000$747,600→ 1,826,600 total(indirect: By Idoya Partners) - Sale
Common Stock
2005-06-10$1.40/sh−522,000$730,800→ 1,860,700 total(indirect: By Prescott Associates) - Sale
Common Stock
2005-06-13$1.47/sh−102,000$149,940→ 170,200 total(indirect: By Trust) - Sale
Common Stock
2005-06-14$1.49/sh−559,900$834,251→ 481,700 total(indirect: By Idoya Partners) - Sale
Common Stock
2005-06-13$1.47/sh−769,600$1,131,312→ 1,091,100 total(indirect: By Prescott Associates) - Sale
Common Stock
2005-06-10$1.40/sh−30,200$42,280→ 105,000 total(indirect: By Prescott International Partners) - Sale
Common Stock
2005-06-14$1.49/sh−33,100$49,319→ 25,900 total(indirect: By Prescott International Partners) - Sale
Common Stock
2005-06-14$1.49/sh−545,600$812,944→ 545,500 total(indirect: By Prescott Associates) - Sale
Common Stock
2005-06-14$1.49/sh−85,700$127,693→ 84,500 total(indirect: By Trust)
Footnotes (4)
- [F1]These shares are owned directly by Idoya Partners, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Idoya Partners. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Idoya Partners is 323 Railroad Avenue, Greenwich, CT 06830.
- [F2]These shares are owned directly by Prescott Associates, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Prescott Associates. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Prescott Associates is 323 Railroad Avenue, Greenwich, CT 06830.
- [F3]These shares are owned directly by Prescott International Partners, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Prescott International Partners. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Prescott International Partners is 323 Railroad Avenue, Greenwich, CT 06830.
- [F4]These shares are owned directly by Prescott Investors Profit Sharing Trust, a member of a Section 13(d) Reporting Group, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as trustees of Prescott Investors Profit Sharing Trust. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective interests in such shares under Rule 16a-8(b)(2). The address for Prescott Investors Profit Sharing Trust is 323 Railroad Avenue, Greenwich, CT 06830.