UNITEDGLOBALCOM INC 4
4 · UNITEDGLOBALCOM INC · Filed Jun 16, 2005
Insider Transaction Report
Form 4
UNITEDGLOBALCOM INCUCOMA
COVER VALERIE L
Vice President & Controller
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−16,000→ 0 totalExercise: $4.57From: 2001-12-20Exp: 2007-12-20→ Class A common (16,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−70,000→ 0 totalExercise: $4.57From: 2001-12-19Exp: 2007-12-19→ Class A common (70,000 underlying) - Disposition to Issuer
Class A common stock
2005-06-15−9,279→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−300,000→ 0 totalExercise: $4.13From: 2004-01-05Exp: 2012-01-30→ Class A common (300,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−50,000→ 0 totalExercise: $13.94From: 2004-01-05Exp: 2010-12-06→ Class A common (50,000 underlying) - Disposition to Issuer
Stock Appreciation Right
2005-06-15−100,000→ 0 totalExercise: $5.26Exp: 2013-10-01→ Class A common (100,000 underlying) - Disposition to Issuer
Class A common stock
2005-06-15−45,748→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−150,000→ 0 totalExercise: $8.24Exp: 2014-11-24→ Class A common (150,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−30,000→ 0 totalExercise: $18.41From: 2003-06-11Exp: 2009-06-11→ Class A common (30,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2005-06-15−18,000→ 0 totalExercise: $5.50From: 2004-01-05Exp: 2006-12-20→ Class A common (18,000 underlying)
Footnotes (9)
- [F1]Disposed of in connection with the merger of the Issuer with a subsidiary of Liberty Global, Inc. (the "Merger") at an exchange rate of .2155 of Liberty Global, Inc.'s Series A common stock (having a market value of $9.50 per share on the effective date of the Merger) for each share of UGC Class A common stock.
- [F2]This option was assumed by Liberty Global, Inc. (LGI) in the Merger and will represent an option to purchase 3,879 shares of LGI Series A common stock at an exercise price of $25.55 per share.
- [F3]This option was assumed by LGI in the Merger and will represent an option to purchase 15,085 shares of LGI Series A common stock at an exercise price of $21.20 per share.
- [F4]This option was assumed by LGI in the Merger and will represent an option to purchase 3,448 shares of LGI Series A common stock at an exercise price of $21.20 per share.
- [F5]This option was assumed by LGI in the Merger and will represent an option to purchase 6,465 shares of LGI Series A common stock at an exercise price of $85.43 per share.
- [F6]This option was assumed by LGI in the Merger and will represent an option to purchase 10,775 shares of LGI Series A common stock at an exercise price of $64.70 per share.
- [F7]This option was assumed by LGI in the Merger and will represent an option to purchase 64,650 shares of LGI Series A common stock at an exercise price of $19.17 per share.
- [F8]This option, which vests 10% of the shares on May 3, 2005 and the remaining shares in 18 equal quarterly installments commencing August 3, 2005, was assumed by Liberty Global, Inc. (LGI) in the Merger and replaced with an option to purchase 32,325 shares of LGI Series A common stock at an exercise price of $38.24 per share.
- [F9]This SAR, which vests five equal annual installments commencing October 1, 2004, was assumed by LGI in the Merger and will represent an option to purchase 21,550 shares of LGI Series A common stock at an exercise price of $24.41 per share.