UNITEDGLOBALCOM INC 4
4 · UNITEDGLOBALCOM INC · Filed Jun 16, 2005
Insider Transaction Report
Form 4
UNITEDGLOBALCOM INCUCOMA
PIRIE RUTH
Co-Principal AccountingOfficer
Transactions
- Disposition to Issuer
Stock Apprciation Right
2005-06-15−226,600→ 0 totalExercise: $4.57Exp: 2013-10-01→ Class A common (226,600 underlying) - Disposition to Issuer
Stock Apprciation Right
2005-06-15−150,000→ 0 totalExercise: $8.24Exp: 2014-11-24→ Class A common (150,000 underlying) - Disposition to Issuer
Class A common stock
2005-06-15−13,267→ 0 total
Footnotes (4)
- [F1]Disposed of in connection with the merger of the Issuer with a subsidiary of Liberty Global, Inc. (the "Merger") at an exchange rate of .2155 of Liberty Global, Inc.'s Series A common stock (having a market value of $9.50 per share on the effective date of the Merger) for each share of UGC Class A common stock.
- [F2]This SAR, which vests in four equal annual installments commencing October 1, 2005, was assumed by Liberty Global, Inc. (LGI) in the Merger and will represent a SAR based on 48,832 shares of LGI Series A common stock at an exercise price of $21.21 per share.
- [F3]This SAR, which vests in four equal annual installments commencing October 1, 2005, was assumed by LGI in the Merger and will represent a SAR based on 48,832 shares of LGI Series A common stock at an exercise price of $13.32 per share. Upon exercise, however, the Reporting Person will receive the difference between the exercise price and the lesser of $21.21 or the fair market value of LGI's Series A common stock payable in stock or cash at LGI's election.
- [F4]This SAR, which vests 10% of the shares on May 3, 2005 and the remaining shares in 18 equal quarterly installments commencing August 3, 2005 was assumed by LGI in the Merger and will represent a SAR based on 32,325 shares of LGI Series A common stock at an exercise price of $38.24 per share.