Home/Filings/5/A/0001181431-05-037002
5/A//SEC Filing

PHOENIX TECHNOLOGIES LTD 5/A

Accession 0001181431-05-037002

CIK 0000832767operating

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 11:37 AM ET

Size

22.3 KB

Accession

0001181431-05-037002

Insider Transaction Report

Form 5/AAmended
Period: 2000-09-30
Transactions
  • Exercise/Conversion

    Common Stock

    2000-01-07$0.82/sh+10,000$8,200548,122 total(indirect: By Trust)
  • Exercise/Conversion

    Option Right to Purchase

    2000-01-0710,0000 total(indirect: By Trust)
    Exercise: $0.82From: 1995-12-17Exp: 2004-12-17Common Stock (10,000 underlying)
  • Exercise/Conversion

    Option Right to Purchase

    1999-10-1414,5000 total(indirect: By Trust)
    Exercise: $0.82From: 1995-12-17Exp: 2004-12-17Common Stock (14,500 underlying)
  • Exercise/Conversion

    Common Stock

    1999-10-14$0.82/sh+14,500$11,890528,487 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2000-01-07$6.22/sh+1,787$11,115538,487 total(indirect: By Trust)
  • Exercise/Conversion

    Option Right To Purchase

    2000-01-071,7872,500 total(indirect: By Trust)
    Exercise: $6.22From: 1999-01-22Exp: 2008-01-22Common Stock (1,787 underlying)
  • Exercise/Conversion

    Common Stock

    2000-01-07$8.98/sh+7,848$70,475540,274 total(indirect: By Trust)
  • Exercise/Conversion

    Option Right to Purchase

    2000-01-077,8481,339 total(indirect: By Trust)
    Exercise: $8.98From: 1997-04-30Exp: 2006-04-30Common Stock (7,848 underlying)
Footnotes (9)
  • [F1]Option Exercises by Margaret Huang, wife of George Huang.
  • [F2]Option Exercises by Margaret Huang, wife of George Huang.
  • [F3]Option Exercises by Margaret Huang, wife of George Huang.
  • [F4]Option Exercises by Margaret Huang, wife of George Huang.
  • [F5]Total number of shares held in Living Trust reflects an exempt purchase by Margaret Huang, wife of George Huang, of 1,191 shares on Novermber 5, 1999 through the Phoenix Employee Stock Purchase Plan.
  • [F6]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years.
  • [F7]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years.
  • [F8]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years
  • [F9]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years

Issuer

PHOENIX TECHNOLOGIES LTD

CIK 0000832767

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000832767

Filing Metadata

Form type
5/A
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 11:37 AM ET
Size
22.3 KB