PHOENIX TECHNOLOGIES LTD 5/A

5/A · PHOENIX TECHNOLOGIES LTD · Filed Jun 28, 2005

Form 5/AAmended

Period: 2000-09-30

Director

Transactions

Exercise/Conversion
Common Stock
2000-01-07$0.82/sh+10,000$8,200→ 548,122 total(indirect: By Trust)
Exercise/Conversion
Option Right to Purchase
2000-01-07−10,000→ 0 total(indirect: By Trust)
Exercise: $0.82From: 1995-12-17Exp: 2004-12-17→ Common Stock (10,000 underlying)
Exercise/Conversion
Option Right to Purchase
1999-10-14−14,500→ 0 total(indirect: By Trust)
Exercise: $0.82From: 1995-12-17Exp: 2004-12-17→ Common Stock (14,500 underlying)
Exercise/Conversion
Common Stock
1999-10-14$0.82/sh+14,500$11,890→ 528,487 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2000-01-07$6.22/sh+1,787$11,115→ 538,487 total(indirect: By Trust)
Exercise/Conversion
Option Right To Purchase
2000-01-07−1,787→ 2,500 total(indirect: By Trust)
Exercise: $6.22From: 1999-01-22Exp: 2008-01-22→ Common Stock (1,787 underlying)
Exercise/Conversion
Common Stock
2000-01-07$8.98/sh+7,848$70,475→ 540,274 total(indirect: By Trust)
Exercise/Conversion
Option Right to Purchase
2000-01-07−7,848→ 1,339 total(indirect: By Trust)
Exercise: $8.98From: 1997-04-30Exp: 2006-04-30→ Common Stock (7,848 underlying)

Footnotes (9)

[F1]Option Exercises by Margaret Huang, wife of George Huang.
[F2]Option Exercises by Margaret Huang, wife of George Huang.
[F3]Option Exercises by Margaret Huang, wife of George Huang.
[F4]Option Exercises by Margaret Huang, wife of George Huang.
[F5]Total number of shares held in Living Trust reflects an exempt purchase by Margaret Huang, wife of George Huang, of 1,191 shares on Novermber 5, 1999 through the Phoenix Employee Stock Purchase Plan.
[F6]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years.
[F7]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years.
[F8]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years
[F9]The Options vest at a rate of 25% one year from the date of grant, with the remaining shares vesting monthly over the remaining three years

Documents

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