|4Jul 5, 12:03 PM ET

EQUUS II INC 4

4 · EQUUS II INC · Filed Jul 5, 2005

Insider Transaction Report

Form 4
Period: 2005-06-30
Transactions
  • Exercise/Conversion

    Common Stock

    2005-06-30$7.69/sh+237,600$1,827,144260,414 total
  • Sale

    Common Stock

    2005-06-30$8.38/sh237,600$1,991,08822,814 total
Holdings
  • Common Stock

    (indirect: By Trust)
    46,446
  • Common Stock

    (indirect: See footnote 1.)
    80,092
  • Common Stock

    (indirect: By Trust)
    47,919
  • Common Stock

    (indirect: By Spouse)
    33,149
  • Common Stock

    (indirect: See footnote 2.)
    220,774
Footnotes (2)
  • [F1]Shares owned by trusts for the benefit of members of Mr. Douglass' family of which Mr. Douglass is the trustee and a lifetime beneficiary.
  • [F2]Shares owned by Equus Corporation International ("ECI") of which Mr. Douglass is the Chairman and the CEO. Mr. Douglass disclaims beneficial ownership of all shares not directly owned by him.

Documents

1 file
  • 4
    rrd84661.xmlPrimary

    SAM DOUGLASS EXERCISE OF OPTIONS.