⌘K

Home/Filings/4/0001181431-05-038215

4//SEC Filing

EQUUS II INC 4

Accession 0001181431-05-038215

$EQSCIK 0000878932operating

View on SEC.gov Company Profile

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 12:03 PM ET

Size

12.1 KB

Accession

0001181431-05-038215

Insider Transaction Report

Form 4

Period: 2005-06-30

EQUUS II INCEQS

10% Owner

Transactions

Exercise/Conversion
Common Stock
2005-06-30$7.69/sh+237,600$1,827,144→ 260,414 total
Exercise/Conversion
Common Stock
2005-06-30$7.69/sh−237,600$1,827,144→ 0 total
Exercise: $7.69From: 2002-05-14Exp: 2011-11-13→ Common Stock (237,600 underlying)
Sale
Common Stock
2005-06-30$8.38/sh−237,600$1,991,088→ 22,814 total

Holdings

Common Stock
(indirect: By Trust)
46,446
Common Stock
(indirect: See footnote 1.)
80,092
Common Stock
(indirect: By Trust)
47,919
Common Stock
(indirect: By Spouse)
33,149
Common Stock
(indirect: See footnote 2.)
220,774

Footnotes (2)

[F1]Shares owned by trusts for the benefit of members of Mr. Douglass' family of which Mr. Douglass is the trustee and a lifetime beneficiary.
[F2]Shares owned by Equus Corporation International ("ECI") of which Mr. Douglass is the Chairman and the CEO. Mr. Douglass disclaims beneficial ownership of all shares not directly owned by him.

Documents

1 file

4
rrd84661.xmlPrimary
SAM DOUGLASS EXERCISE OF OPTIONS.

Issuer

EQUUS II INC

CIK 0000878932

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000878932

Filing Metadata

Form type: 4
Filed: Jul 4, 8:00 PM ET
Accepted: Jul 5, 12:03 PM ET
Size: 12.1 KB

View on SEC.gov