SIRNA THERAPEUTICS INC·4

Jul 8, 4:40 PM ET

SIRNA THERAPEUTICS INC 4

4 · SIRNA THERAPEUTICS INC · Filed Jul 8, 2005

Insider Transaction Report

Form 4
Period: 2005-07-06
NIEDEL JAMES
Director
Transactions
  • Purchase

    Common Stock

    2005-07-06$1.60/sh+78,126$125,002381,336 total
  • Purchase

    Common Stock

    2005-07-06$1.60/sh+6,346$10,15430,976 total(indirect: By DLJ Capital Corporation)
  • Purchase

    Common Stock

    2005-07-06$1.60/sh+2,895,406$4,632,65014,132,739 total(indirect: By Sprout Capital IX L.P.)
  • Purchase

    Warrants (right to buy)

    2005-07-06+28,12589,257 total
    Exercise: $1.92Common Stock (28,125 underlying)
  • Purchase

    Warrants (right to buy)

    2005-07-06+2,2847,249 total(indirect: By DLJ Capital Corporation)
    Exercise: $1.92Common Stock (2,284 underlying)
  • Purchase

    Warrants (right to buy)

    2005-07-06+4,10713,034 total(indirect: By Sprout Entrepreneurs Fund, L.P.)
    Exercise: $1.92Common Stock (4,107 underlying)
  • Purchase

    Warrants (right to buy)

    2005-07-06+1,042,3463,308,010 total(indirect: By Sprout Capital IX L.P.)
    Exercise: $1.92Common Stock (1,042,346 underlying)
  • Purchase

    Common Stock

    2005-07-06$1.60/sh+133,712$213,939652,658 total(indirect: By Sprout IX Plan Investors, L.P.)
  • Purchase

    Common Stock

    2005-07-06$1.60/sh+11,411$18,25855,697 total(indirect: By Sprout Entrepreneurs Fund, L.P.)
  • Purchase

    Warrants (right to buy)

    2005-07-06+48,136152,763 total(indirect: By Sprout IX Plan Investors, L.P.)
    Exercise: $1.92Common Stock (48,136 underlying)
Footnotes (3)
  • [F1]See Exhibit 99.1
  • [F2]The exercise price of the warrant is initially $1.92 per share. If the Issuer's shares of common stock are either (a) delisted from Nasdaq National Market or (b) terminated from registration under the Securities Act of 1933, as amended during the period, when the Issuer is required to keep the registration effective for issue shares issued in its private placement which initially closed on July 6, 2005, the exercise price of the warrant will be reduced to $1.67.
  • [F3]The warrant is exercisable from approximately January 2006 to the fifth anniversary of the date of grant.

Documents

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