4//SEC Filing
Liberty Global, Inc. 4
Accession 0001181431-05-040837
CIK 0001316631operating
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 6:04 PM ET
Size
16.7 KB
Accession
0001181431-05-040837
Insider Transaction Report
Form 4
LEONARD DAVID J
Pres-Liberty Global Latin Amer
Transactions
- Award
Stock Option (right to buy)
2005-07-14+55,000→ 55,000 totalExercise: $46.75Exp: 2012-07-14→ Series A common (55,000 underlying) - Award
Series A common stock
2005-06-15+1,177→ 1,177 total - Award
Series A common stock
2005-06-15+739→ 739 total(indirect: By 401(k)) - Award
Series A common stock
2005-06-15+6→ 6 total(indirect: By 401(k)) - Award
Stock Option (right to buy)
2005-06-15+42,554→ 42,554 totalExercise: $33.41Exp: 2014-06-22→ Series A common (42,554 underlying) - Award
Stock Option (right to buy)
2005-06-15+7,979→ 7,979 totalExercise: $33.92Exp: 2013-12-13→ Series A common (7,979 underlying)
Footnotes (9)
- [F1]This transaction is being reported on this Form 4 in accordance with Rule 16a-2(a) promulgated under the Exchange Act.
- [F2]Received in exchange for 4,916 shares of UnitedGlobalCom, Inc. ("UGC") Class A common stock and 118 shares of Liberty Media International ("LMI") Series A common stock in connection with the merger of UGC and LMI, respectively, with subsidiaries of the Issuer (the "Merger") at an exchange rate of .2155 of the Issuer's Series A common stock for each share of UGC Class A common stock (having a market value of $9.50) and one of the Issuer's Series A common stock for each shares of LMI Series A common stock (having a market value of $44.38).
- [F3]Received in the Merger in exchange for an equivalent number of shares of LMI Series A common stock.
- [F4]The number of shares represents equivalent shares based on the fair market value of the shares of the Issuer's Series A common stock held by a unitized stock fund under the Liberty Media Corporation ("LMC") 401(k) Savings Plan based on a report from the Plan Administrator dated May 31, 2005. The Reporting Person has an interest in the unitized fund, which holds shares of the Issuer's Series A common stock and short-term investments. The Reporting Person is vested 33% in these shares.
- [F5]In the Merger, received 644 shares (reflects a corrected number of shares as reported by the plan administrator) in exchange for 2,984 shares of UGC Class A common stock. The remaining shares were contributed by Issuer under the 401(k) Plan as of June 30, 2005.
- [F6]The option provides for vesting of 12.5% of the shares on January 14, 2006, and the remaining shares in 14 equal quarterly installments commencing April 14, 2006.
- [F7]The option vests in five equal annual installments commencing December 13, 2004.
- [F8]Received in the Merger in exchange for an option to acquire an equivalent number of shares of LMI Series A common stock at the same exercise price.
- [F9]The option vests in five equal annual installments commencing June 22, 2005.
Documents
Issuer
Liberty Global, Inc.
CIK 0001316631
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001316631
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 6:04 PM ET
- Size
- 16.7 KB