Home/Filings/4/0001181431-05-043188
4//SEC Filing

UWHARRIE CAPITAL CORP 4

Accession 0001181431-05-043188

$UWHRCIK 0000898171operating

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 2:13 PM ET

Size

12.3 KB

Accession

0001181431-05-043188

Insider Transaction Report

Form 4
Period: 2005-08-01
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
  • Award

    Common Stock (See Footnote 1)

    2005-08-01$6.20/sh+375.568$2,329741.154 total
Holdings
  • Stock Options (Right to Purchase)

    Exercise: $5.18From: 2003-11-19Exp: 2012-11-18Common Stock (26,523 underlying)
    26,523
  • Common Stock (Held jointly with Spouse)

    501
  • Common Stock (Held by Self as Custodian for Grandson)

    (indirect: By Self As Custodian for Grandson)
    109
  • Common Stock (Held by Self as Custodian for Son)

    (indirect: By Self As Custodian for Son)
    8
Footnotes (3)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
  • [F2]Shares granted to Willie D. Lawhon, Jr., through Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Willie D. Lawhon, Jr., by Uwharrie Capital Corp on 08/01/2005 as of 12/31/2004.
  • [F3]Incentive Stock Options granted on 11/19/2002 vest in five equal annual installments beginning 11/19/2003.