LAWLER KENNETH P 4
4 · ADVANCED ANALOGIC TECHNOLOGIES INC · Filed Aug 9, 2005
Insider Transaction Report
Form 4
BATTERY VENTURES VI LP
10% Owner
Transactions
- Conversion
Common Stock
2005-08-08+130,667→ 130,667 total - Conversion
Series A Convertible Preferred Stock
2005-08-08$1.90/sh−14,000$26,600→ 0 total→ Common Stock (14,000 underlying) - Conversion
Series A Convertible Preferred Stock
2005-08-08$1.90/sh−336,000$638,400→ 0 total→ Common Stock (336,000 underlying) - Conversion
Series E Convertible Preferred Stock
2005-08-08$2.40/sh−116,667$280,001→ 0 total→ Common Stock (116,667 underlying) - Conversion
Series E Convertible Preferred Stock
2005-08-08$2.40/sh−2,800,000$6,720,000→ 0 total→ Common Stock (2,800,000 underlying) - Conversion
Common Stock
2005-08-08+3,136,000→ 3,136,000 total
Footnotes (6)
- [F1]This report is filed jointly by the following entities and individuals, all of which are direct or indirect 10% owners, and all of which are members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended: Battery Venture VI, L.P., Battery Partners VI, L.L.C., Battery Investment Partners VI, LLC, Richard D. Frisbie, Oliver D. Curme, Thomas J. Crotty, Kenneth P. Lawler, Morgan M. Jones, Mark H. Sherman and Scott R. Tobin. In addition, Kenneth P. Lawler currently serves a representative on Advanced Analogic Technologies Incorporated's board of directors.
- [F2]The reported securities are owned directly by Battery Ventures VI, L.P., and indirectly by Battery Partners VI, L.L.C., as general partner of Battery Ventures VI, L.P. The managing members of Battery Partners VI, L.L.C. are Richard D. Frisbie, Oliver D. Curme, Thomas J. Crotty, Kenneth P. Lawler, Morgan M. Jones, Mark H. Sherman and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Mr. Frisbie, Curme, Crotty, Lawler, Jones, Sherman and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]The reported securities are owned directly by Battery Investment Partners VI, L.L.C. The managers of Battery Investment Partners VI, L.L.C. are Oliver D. Curme and Thomas J. Crotty who hold voting and dispositive power for the shares held by Battery Investment Partners VI, L.L.C. Each of Mr. Curme and Crotty disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]Shares are immediately convertible into Common Stock.
- [F5]These securities of Advanced Analogic Technologies Incorporated (the "Company") do not expire on a specific date. These securities automatically convert into shares of the Company's Common Stock upon the closing of the Company's initial public offering.
- [F6]The Preferred Stock converted into Common Stock at a ratio of 1 share of Common Stock for each share of Preferred Stock.