4//SEC Filing
WAGNER JAMES C 4
Accession 0001181431-05-048131
CIK 0001025835other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 11:32 AM ET
Size
15.5 KB
Accession
0001181431-05-048131
Insider Transaction Report
Form 4
WAGNER JAMES C
Executive Vice President
Transactions
- PurchaseSwap
COMMON STOCK
2005-08-18$5.33/sh+15,000$79,950→ 55,850 total(indirect: By Trust) - SaleSwap
INCENTIVE STOCK OPTION (RIGHT TO BUY)
2005-08-18$5.33/sh−15,000$79,950→ 15,000 totalExercise: $5.33From: 2002-04-01Exp: 2007-04-01→ COMMON STOCK (15,000 underlying)
Holdings
- 5,000
RESTRICTED SHARE UNITS
Exercise: $0.00From: 2010-01-31→ COMMON STOCK (5,000 underlying) - 8,500
INCENTIVE STOCK OPTION (RIGHT TO BUY)
Exercise: $10.25From: 2007-09-24Exp: 2012-09-24→ COMMON STOCK (8,500 underlying) - 7,000
INCENTIVE STOCK OPTION (RIGHT TO BUY)
Exercise: $15.00From: 2005-09-01Exp: 2010-09-01→ COMMON STOCK (7,000 underlying) - 15,470(indirect: By Trust)
COMMON STOCK
- 11,194
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)
Exercise: $13.40From: 2006-05-13Exp: 2013-05-13→ COMMON STOCK (11,194 underlying) - 30,000(indirect: By Spouse)
COMMON STOCK
- 9,107(indirect: By LLC)
COMMON STOCK
- 8,000
INCENTIVE STOCK OPTION (RIGHT TO BUY)
Exercise: $11.75From: 2006-07-01Exp: 2011-07-01→ COMMON STOCK (8,000 underlying)
Footnotes (2)
- [F1]Restricted share units granted January 31, 2005 have a 5 year vesting schedule (20% per year).
- [F2]Once vested, restricted share units do not expire.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0000937147
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 11:32 AM ET
- Size
- 15.5 KB