⌘K

Login Start Free

Home/Filings/4/0001181431-05-050266

4//SEC Filing

MAXWELL TECHNOLOGIES INC 4

Accession 0001181431-05-050266

CIK 0000319815operating

View on SEC.gov Company Profile

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 4:51 PM ET

Size

11.1 KB

Accession

0001181431-05-050266

Insider Transaction Report

Form 4

Period: 2005-09-01

MAXWELL TECHNOLOGIES INCMXWL

BALANSON RICHARD

Chief Executive Officer

Transactions

Exercise/Conversion
Common stock
2005-09-01$6.18/sh+30,000$185,400→ 30,000 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-09-01−30,000→ 462,389 total
Exercise: $6.18Exp: 2013-05-19→ Common Stock (30,000 underlying)
Sale
Common stock
2005-09-01$14.05/sh−5,000$70,250→ 0 total
Sale
Common stock
2005-09-01$14.00/sh−25,000$350,000→ 0 total

Holdings

Common stock
45,100
Common stock
(indirect: Shares held through 401 (k))
1,673

Footnotes (2)

[F1]Options vest over a 4 year period - 25% on 5/19/2004; 25% on 5/19/2005; 25% on 5/19/2006; and 25% on 5/29/2007
[F2]Not applicable

Documents

1 file

4
rrd91237.xmlPrimary
FORM 4 OPTION EXERCISE AND SALE

Issuer

MAXWELL TECHNOLOGIES INC

CIK 0000319815

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000319815

Filing Metadata

Form type: 4
Filed: Sep 1, 8:00 PM ET
Accepted: Sep 2, 4:51 PM ET
Size: 11.1 KB

View on SEC.gov