VENNERS THEODORE 4

4 · KFX INC · Filed Sep 7, 2005

Form 4

Period: 1997-10-16

DirectorChief Executive Officer

Transactions

Other
Common Stock
[F1]
1997-10-16$3.62/sh−185,000$669,700→ 3,174,037 total
Other
Common Stock
[F1]
2000-06-21$2.62/sh−106,200$278,244→ 3,067,837 total
Other
Common Stock
[F1]
2001-07-26$3.45/sh−800$2,760→ 3,067,037 total
Gift
Common Stock
2005-03-01$16.37/sh−1,300$21,281→ 3,065,737 total
Gift
Common Stock
2005-03-10$16.53/sh−14,630$241,834→ 3,051,107 total
Gift
Common Stock
2005-05-18$10.78/sh−1,000$10,780→ 3,050,107 total
Gift
Common Stock
2005-08-25$15.89/sh−2,600$41,314→ 3,047,507 total
Exercise/Conversion
Common Stock
2005-09-06$2.25/sh+100,000$225,000→ 3,147,507 total
Sale
Common Stock
2005-09-06$15.31/sh−100,000$1,531,000→ 3,047,507 total
Exercise/Conversion
Common Stock
2005-09-06$1.50/sh+150,000$225,000→ 3,197,507 total
Sale
Common Stock
2005-09-06$15.31/sh−20,000$306,200→ 3,177,507 total
Exercise/Conversion
Common Stock
2005-09-06$1.50/sh−150,000$225,000→ 130,000 total
Exercise: $1.50From: 1999-12-16Exp: 2005-12-18→ Common Stock (150,000 underlying)
Exercise/Conversion
Common Stock
2005-09-06$2.25/sh−100,000$225,000→ 0 total
Exercise: $2.25From: 2001-01-13Exp: 2005-12-18→ Common Stock (100,000 underlying)

Footnotes (1)

[F1]Shares were sold pursuant to a pledge agreement with a third party lender who failed to notify Mr. Venners of their subsequent transfers and sales in connection with the repayment of the loan.

Signature

/s/ Theodore Venners, by his attorney-in-fact|2005-09-07

Documents

1 file