4//SEC Filing
SMART & FINAL INC/DE 4
Accession 0001181431-05-055699
CIK 0000875751operating
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:51 PM ET
Size
19.0 KB
Accession
0001181431-05-055699
Insider Transaction Report
Form 4
ROEDER ROSS E
Director
Transactions
- Award
Common Stock, par value $.01 per share
2005-10-03$6.50/sh+50,000$325,000→ 630,421 total - Exercise/Conversion
Stock Options
2005-10-03$4.28/sh−43,750$187,250→ 0 totalExercise: $4.28From: 2004-02-19Exp: 2013-02-19→ Common (43,750 underlying) - Award
Common Stock, par value $.01 per share
2005-10-03$4.28/sh+43,750$187,250→ 304,421 total - Exercise/Conversion
Stock Options
2005-10-03$6.50/sh−50,000$325,000→ 0 totalExercise: $6.50From: 2004-09-16Exp: 2013-09-16→ Common (50,000 underlying) - Award
Common Stock, par value $.01 per share
2005-10-03$10.13/sh+276,000$2,796,432→ 580,421 total - Exercise/Conversion
Stock Options
2005-10-03$10.13/sh−276,000$2,796,432→ 0 totalExercise: $10.13From: 2003-09-27Exp: 2011-09-27→ Common (276,000 underlying) - Tax Payment
Common Stock, par value $.01 per share
2005-10-03$12.90/sh−286,421$3,694,831→ 344,000 total
Holdings
- 4,000
Stock Options
Exercise: $10.87From: 2007-05-20Exp: 2015-05-20→ Common (4,000 underlying) - 100,000
Stock Options
Exercise: $12.89From: 2005-02-17Exp: 2014-02-17→ Common (100,000 underlying)
Footnotes (6)
- [F1]Previously reported options. One-third of the options became exercisable on Feb. 19 in each of 2004 and 2005 and one-third will become exercisable on Feb. 19, 2006.
- [F2]Previously reported options. One-third of the options became exercisable on February 17, 2005 and one-third will become exercisable on February 17 in each of 2006 and 2007.
- [F3]Previously reported options. One-third of the options became exercisable on September 27 in each of 2003, 2004 and 2005.
- [F4]Previously reported options. One-third of the options became exercisable on Sept. 16 in each of 2004 and 2005 and one-third will become exercisable on Sept. 16, 2006.
- [F5]Peviously reported options. One-third of the options will become exercisable on May 20 in each of 2007, 2008 and 2009
- [F6]260,671 shares of the Company's common stock previously held by Mr. Roeder (comprised of 196,250 shares directly held by Mr. Roeder and 64,421 shares previously reported as deferred smart shares) were returned to the Company and accepted as payment of the exercise price for the option exercises reported hereon. In addition, 25,750 shares resulting from Mr. Roeder's option exercises were retained by the Company in payment of the applicable payroll taxes.
Documents
Issuer
SMART & FINAL INC/DE
CIK 0000875751
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000875751
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 5:51 PM ET
- Size
- 19.0 KB